基于制度创新的循环经济激励机制研究
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摘要
随着全球的环境问题日益严峻,环境保护和实施可持续发展已成为二十一世纪各国政府的重要职责和目标,人们对环境与经济的关系的认识不断深化。我们不能过分依赖于技术和市场的自发调节作用,而忽视环境自己的承受阈值;我们也不能只看到人类破坏环境的一面,而看不到人在经济增长和技术进步过程中改造环境的能动性作用;在难以抉择的十字路口,我们只有选择为我们提供最后唯一的生存机会之路——循环经济。
循环经济是根据可持续发展的要求,通过对生态系统进行补偿和清洁生产方式建立开采、生产、流通、消费各环节的流程反馈系统,达到自然资源利用效率的最大化,废物排放的最小化和无害化以及生态经济效益的最优化,从而实现经济、社会和生态环境之间的协调和持续发展的经济发展模式。它是建设资源节约型、环境友好型社会和实现可持续发展的重要途径。循环经济的建立是一个复杂的系统工程,需要政府,企业,科学界和公众等社会各界的共同参与。在政策法规、市场手段的引导和激励下,从单个企业、工业园区和社会区域三个层面逐步建立起循环经济的发展模式。
本文结合软科学项目“Strategic Green Supply Chain Based on CircularEconomy”,从循环经济基本理论的系统研究入手,借鉴国内外循环经济探索的最新成果,结合我国循环经济发展的实际情况,综合运用计量经济学、制度经济学、博弈论和信息经济学的原理和方法,研究提出循环经济发展的制度创新体系、经济激励及博弈分析的数量模型,以此充实和提升我国的循环经济理论研究水平,增强我国循环经济决策的科学性和预见性。本文的主要内容和创新点包括以下几个方面:对现有循环经济的基本理论进行系统地梳理和评述,构建循环经济的基础理论框架;运用博弈理论构造政府和企业的博弈模型,分析政府如何设计制度创新体系以解决经济发展的负外部性问题;运用激励理论和信息经济学的相关理论,设计循环经济激励机制,引导企业走循环经济之路;对武汉市青山区循环经济发展情况进行案例分析。
With increasingly severe global environmental problems, environmental protection and implementation of sustainable development have become governments' important duties in the 21st century, and people's awareness of the relationship between economy and environment has been increasing. We can not overly rely on the technology and spontaneously regulatory role of market, whereas neglect the environmental threshold; We can not only see the side that human beings destroy environment, whereas do not see human beings' initiative to transform the environment in the process of economic and technological growth. At the crossroads,we can only choose the road-----recycle economy which provides us with the onlychance of survival.
Recycle economy, which is based on the theory of sustainable development, is a kind of economic development model, it needs to establish the flow feedback system on the aspects of mining, production circulation and consumption via ecosystem compensation and clear production, it's purpose is to use natural resources efficiently, to minimize waste emissions, to make waste innocuous and to optimize the benefits of ecological economy, so that the economy, society and environment can be harmonious and sustainable. The establishment of the circular economy is a complicated systems engineering, which needs the participation of the government, enterprises, sciences, publics and any aspects of the society. With the help of policy and legislation, as well as the encouragement and guidance of marketing measure, the developing mode of circular economy can be built up from small business, industrial parks and social communities.
Granted by the soft science project, Strategic Green Supply Chain Based on Circular Economy , and according to the basic theory of circular economy as well as the newly results of domestic & foreign circular economy study, and considering the actual circumstance of cycling economy development in our country, the dissertation focuses on the institutional innovation, economic incentive mechanism and the relative mathematic models by adopting the methodology and theory of techno-economics, system economics, game theory, information economics. This study can enrich and promote the theory research level of circular economy and strengthen the decision-making of the circular economy scientifically and foresightedly. The main contents and innovation points are as follows: (l)The existing fundamental theories of circular economy are systematically reorganized and commented, as a result, its foundation theory frame is set up.(2)Utilizing game theory and method, game models between government and enterprises are constructed to analyze how the government designs institutional innovation to solve the negative exterior problem in the economic development.(3) The dissertation designed a set of incentive mechanism models by means of information economics and motivation theory .This model can be used to analyze how the government guide and excite enterprises to develop circular economy.(4)A case analysis of circular economy development in Take Wuhan City Qingshan District as an example to testify the institutional innovation and economic incentive .
循环经济是根据可持续发展的要求,通过对生态系统进行补偿和清洁生产方式建立开采、生产、流通、消费各环节的流程反馈系统,达到自然资源利用效率的最大化,废物排放的最小化和无害化以及生态经济效益的最优化,从而实现经济、社会和生态环境之间的协调和持续发展的经济发展模式。它是建设资源节约型、环境友好型社会和实现可持续发展的重要途径。循环经济的建立是一个复杂的系统工程,需要政府,企业,科学界和公众等社会各界的共同参与。在政策法规、市场手段的引导和激励下,从单个企业、工业园区和社会区域三个层面逐步建立起循环经济的发展模式。
本文结合软科学项目“Strategic Green Supply Chain Based on CircularEconomy”,从循环经济基本理论的系统研究入手,借鉴国内外循环经济探索的最新成果,结合我国循环经济发展的实际情况,综合运用计量经济学、制度经济学、博弈论和信息经济学的原理和方法,研究提出循环经济发展的制度创新体系、经济激励及博弈分析的数量模型,以此充实和提升我国的循环经济理论研究水平,增强我国循环经济决策的科学性和预见性。本文的主要内容和创新点包括以下几个方面:对现有循环经济的基本理论进行系统地梳理和评述,构建循环经济的基础理论框架;运用博弈理论构造政府和企业的博弈模型,分析政府如何设计制度创新体系以解决经济发展的负外部性问题;运用激励理论和信息经济学的相关理论,设计循环经济激励机制,引导企业走循环经济之路;对武汉市青山区循环经济发展情况进行案例分析。
With increasingly severe global environmental problems, environmental protection and implementation of sustainable development have become governments' important duties in the 21st century, and people's awareness of the relationship between economy and environment has been increasing. We can not overly rely on the technology and spontaneously regulatory role of market, whereas neglect the environmental threshold; We can not only see the side that human beings destroy environment, whereas do not see human beings' initiative to transform the environment in the process of economic and technological growth. At the crossroads,we can only choose the road-----recycle economy which provides us with the onlychance of survival.
Recycle economy, which is based on the theory of sustainable development, is a kind of economic development model, it needs to establish the flow feedback system on the aspects of mining, production circulation and consumption via ecosystem compensation and clear production, it's purpose is to use natural resources efficiently, to minimize waste emissions, to make waste innocuous and to optimize the benefits of ecological economy, so that the economy, society and environment can be harmonious and sustainable. The establishment of the circular economy is a complicated systems engineering, which needs the participation of the government, enterprises, sciences, publics and any aspects of the society. With the help of policy and legislation, as well as the encouragement and guidance of marketing measure, the developing mode of circular economy can be built up from small business, industrial parks and social communities.
Granted by the soft science project, Strategic Green Supply Chain Based on Circular Economy , and according to the basic theory of circular economy as well as the newly results of domestic & foreign circular economy study, and considering the actual circumstance of cycling economy development in our country, the dissertation focuses on the institutional innovation, economic incentive mechanism and the relative mathematic models by adopting the methodology and theory of techno-economics, system economics, game theory, information economics. This study can enrich and promote the theory research level of circular economy and strengthen the decision-making of the circular economy scientifically and foresightedly. The main contents and innovation points are as follows: (l)The existing fundamental theories of circular economy are systematically reorganized and commented, as a result, its foundation theory frame is set up.(2)Utilizing game theory and method, game models between government and enterprises are constructed to analyze how the government designs institutional innovation to solve the negative exterior problem in the economic development.(3) The dissertation designed a set of incentive mechanism models by means of information economics and motivation theory .This model can be used to analyze how the government guide and excite enterprises to develop circular economy.(4)A case analysis of circular economy development in Take Wuhan City Qingshan District as an example to testify the institutional innovation and economic incentive .
引文
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[32]D.Fullerton,A.Wolverton.The Two-part Instrument in a Second-best World[J].Public Economics,2005,32(19):61-75
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[34]马凯.贯彻和落实科学发展观,人力推进循环经济发展.宏观经济管理[J].2004,12(10):43-49
[35]叶文虎.可持续发展引论[M].北京:高等教育出版社,2001:200-203
[36]刘飞,曹华军,何乃军.绿色制造的研究现状与发展趋势[J].中国机械工程,2000, 7(3):10-1
[37]Gutes.The Concept of Sustainability[J].Ecological Economics,2006,12(17):147-156
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[39]吴娜.循环经济模式下的绿色供应链的结构探析[D].长沙:湖南大学环境经济学系,2006
[40]柳亚明.基于循环经济绿色供应链管理体系结构的研究[J].物流管理,2007,16(4)16-18
[41]曾祥顺.我国发展循环经济过程中政府激励机制之构建[J].经济研究,2007:9(6),36-41
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[2]杨雪锋.循环经济的运行机制研究:[D].武汉:华中科技大学,2007
[3]吴玉萍.循环经济若干理论问题[J].中国发展观察,2005,15(6):20-23
[4]侯伟丽.可持续发展模式的兴起与经济学理论范式的转变[J].经济学家,2004,8(2):36-38
[5]EEA and the Factor-10-Institute,Making sustainability accountable:Eco-Efficiency,Resource Productivity and Innovation.Proceedings of a Workshop on the occasion of the Fifth Anniversary of the European Environment Agency(EEA)[M].Copenhagen.the European Environment Agency(EEA) and the Factor-10-lnstitute,1998.28-30
[6]Stuart Ross.Use of life Cycle Assessment in Environmental Management[J],Environmental Management 2002,29(1):132-142
[7]A.Lans Bovenberg,Ruud.Environmental Taxation Reform and Endogenous Growth[J].Journal of Public Economics,1997,63(2):207-237
[8]Bruvoll,Annegrete.Taxing Virgin Materials:an Approach to waste problems[J],Resources Conservation and Recycling,1998,22(1):15-29
[9]Reijinders L.A Normative Strategy for Sustainable Resource Choice and Recycling[J].Resources Conservation and Recycling,2000,28(1):121-133
[10]Knodo,Yasuo,Hirai,Ko-suke and Kawamoto,Ryota.A discussion on the Resource Circulation Strategy of the Refrigerator[J].Resources Conservation and Recycling,2001,33(3):153-165
[11]Ross,Stuart,Evans,David.The environmental Effect of Reusing ang Recycling a Plastic-based Packaging System[J].Journal of Cleaner Production,2003,11(5):561-571
[12]Tilton,John E.The Future of Recycling[J].Resource Policy,25(3):197-204
[13]Das,Sujit,Curlee,T.Randall and Rizy,Colleen G.Automobile Recycling in the United States:Energy Impacts and Waste Generation[J].Resources Conservation and Recycling,1995,14(3-4):265-284
[14]Bertram,M.and Fuse,K.The Contemporary European Copper Cycle:1 Year Stocks and Flows[J],Ecological Economics,2002,42(1-2):27-42
[15]Kishion,Hirohisa,Hanyu,Kazunori and Yamashiita,Hidetoshi.Correspondence Analysis of Paper Recycling Society:Consumers and Paper Makers in Japan[M].Resources Conservation and Recycling,1998,23(4):193-208
[16]Federal Minister for the Environment,Towards Sustainable Development in Germany[M],Government of the Federal Republic of Germany,1997:128-153
[17]侯伟丽.可持续发展模式的兴起与经济学理论范式的转变[J].经济学家,2004,14(2):22-27
[18]诸大建.从可持续发展到循环经济[J].世界经济,2000,11(3):6-12
[19]解振华.走循环经济之路实现可持续生产和消费[J].环境保护,2003,8(3):3-4
[20]曲格平.循环经济与环境保护[J].经济研究,2005,3(5):5-11
[21]陈赛.循环经济及其法律调控模式.环境保护,2003,3(1):10-12
[22]Hanmin Zhu.Strategic Green Supply Chain Based on Circular Economy[J].Proceedings of the 1st ISDM,2006,10(6):289-292
[23]Hanmin Zhu.Green Supply Chain and Institutional Innovation[J].Proceedings of ICIM,2007,6(5):102-106
[24]Hanmin ZHU,Joseph SARKIS.Making Sense of the Circular Economy in China:Practice and Perspectives[J].working paper,2007,23(6):56-62
[25]Hanmin ZHU,Joseph SARKIS.Information Technology in China's Circular Economy:Implications for Sustainability[J].working paper,2007,11(12):112-113
[26]张坤.循环经济理论与实践[M].北京:中国环境科学出版社,2003:167-187
[27]彭琴,龚新奇.从循环经济的国内外实践看我国循环经济发展支撑体系的构建[J].北方环境,2003,28(4):5-8
[28]邓南圣,吴峰.工业生态学理论与应用[M].北京:化学工业出版社,2002:31-48
[29]段宁,孙宁,魏晓琳.关于推进我国生态工业园区建设的思考和建议[J].环境保护,2002,8(2):19-22
[30]Federal Minister for the Environment.Towards Sustainable Development in Germany[M].Government of the Federal Republic of Germany,2007:128-153
[31]罗跃龙.基于企业类型差异的企业所有者报酬——业绩的相关性[J].当代经济科学,2003,11(4):122-123
[32]D.Fullerton,A.Wolverton.The Two-part Instrument in a Second-best World[J].Public Economics,2005,32(19):61-75
[33]李健.论循环经济的制造业技术选择和保障措施[J].现代财经,2001,21(4):35-39
[34]马凯.贯彻和落实科学发展观,人力推进循环经济发展.宏观经济管理[J].2004,12(10):43-49
[35]叶文虎.可持续发展引论[M].北京:高等教育出版社,2001:200-203
[36]刘飞,曹华军,何乃军.绿色制造的研究现状与发展趋势[J].中国机械工程,2000, 7(3):10-1
[37]Gutes.The Concept of Sustainability[J].Ecological Economics,2006,12(17):147-156
[38]黄贤金.循环经济:产业模式与政策体系[M].南京:南京大学出版社,2004:74-82
[39]吴娜.循环经济模式下的绿色供应链的结构探析[D].长沙:湖南大学环境经济学系,2006
[40]柳亚明.基于循环经济绿色供应链管理体系结构的研究[J].物流管理,2007,16(4)16-18
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