LTE-Advanced系统中MIMO预编码技术的研究
详细信息    本馆镜像全文|  推荐本文 |  |   获取CNKI官网全文
摘要
MIMO预编码技术无论对单用户通信系统还是多用户通信系统都具有十分重要的作用,它能通过调整同一用户各个数据流的功率和相位信息使单用户获得最大信道容量,在对多用户系统进行预编码时,通过对多个用户的信道信息进行处理,从而抑制多用户之间的干扰,获得多用户系统的最大传输容量。本文主要讨论了单用户预编码的鲁棒设计和多用户系统基于有限反馈的联合用户调度和预编码算法,并对频谱感知系统中的从用户选择和预编码方法进行了探讨。
     预编码的设计严重依赖于发端获得的信道信息的准确程度,本文针对造成信道信息不准确的因素进行了信道误差建模,通过对目标函数取期望值代替瞬时值,推导出了鲁棒线性预编码的闭式解。仿真证明,信道误差建模如果能很好的利用信道的时间相关性和信道估计误差的统计均方值等信息,鲁棒预编码性能要比非鲁棒的预编码性能高1-2dB。
     多用户传输系统中基于有限反馈的多用户调度联合预编码技术得到普遍认可。本文分析了两种得到广泛讨论的用户调度方法PU2RC和BCI的优势和不足,提出了一种改进的用户调度算法,在反馈量中增加了少量反馈信息用来表示该用户支持的最大调度用户数目,但和BCI相比,反馈量仍然大大降低,该算法使得用户在反馈量和吞吐量之间获得一个更佳的折中。
     频谱感知技术允许从用户在不影响主用户正常使用的情况下接入主用户的频谱,以提高频谱的利用率。本文针对此场景,提出了一种基于有限反馈的联合用户调度和预编码算法,该算法与非基于有限反馈的算法相比,计算复杂度低,易于实用,同时不易受非理想信道信息的影响,并仿真分析了码本大小及主用户的服务质量要求对该算法性能的影响。
MIMO precoding algorithms play a very important role both in single-user and multi-user communication systems. By adjusting the phase of transmitting signal, the user can achieve maximum channel capacity for a single-user communication system. For multi-user communication system, precoding algorithm can suppress the interference from other users. The paper mainly studies the robust precoding algorithm for single-user system, joint user scheduling and beamforming algorithm for multi-user system, and joint user selection and precoding algorithm in spectrum sensing system.
     The precoding algorithms highly rely on the accuracy of channel information. By giving a channel error model and using objective function expectations instead of instantaneous value, this paper derives a closed-form of robust scheme. The simulation results demonstrate that if channel error modeling can make best of the channel correlation and covariance of estimation error, robust algorithm can be better than non-robust algorithm for1~2dB.
     The joint multi-user scheduling and precoding technology for multi-user transmission system is widely recognized. This paper first analysis two algorithms PU2RC and BCI, and then proposes an improved user scheduling scheme. By ensuring the quality of service of each user as well as the maximum channel capacity of the system, the amount of feedback is not high, and the feedback bit is still lower compared to BCI, gaining a benefit both in throughput and feedback bit.
     Spectrum sensing technology allows secondary user to access the spectrum of primary user and improves the utilization of the spectrum. This paper proposes a joint user scheduling and precoding algorithm based on limited feedback in this system. Compared with SS-BD algorithm which can pre-cancell the primary user's suffering interference, the proposed algorithm can have a strong robustness. And the factor such as the size of codebook and the QoS of primary user to the proposed algorithm is simulated.
引文
[1]J. G. Proakis, "Digital Communications", New York:McGraw-Hill,1995.
    [2]沈嘉等编著,“3GPP长期演进(LTE)技术原理与系统设计”,人民邮电出版社,2008。
    [3]3GPP TR 25.913 v7.3.0. Requirements for Evolved UTRA (E-UTRA) and Evolved UTRAN (E-UTRAN).
    [4]邱玲等编著,“第三代移动通信技术”,人民邮电出版社,2001
    [5]G. Foschini, G. Golden, R. Valenzuela, and P. Wolniansky, "Simplified processing for high spectal efficiency wireless communication employing multi-element arrays," IEEE J. Select. Areas Commun., vol.17, pp.1841-1852, Nov.1999.
    [6]P. Wolniansky, G. Foschini, G Golden, and R. Valenzuela. "V-blast:An architecture for realizing very high data rates over the rich-scattering wireless channel", In ISSSE-98, Sept.1998.
    [7]S. M. Alamouti, "A simple transmit diversity technique for wireless communications," IEEE J. Sel. Areas Commun., vol.16, no.8, pp.1451-1458, Oct.1998.
    [8]J. Mitola and G.Q.Maguire. Cognitive radio:Making software radios more personal [J]. IEEE Personal Communications,1999,6(4):13-18.
    [9]A. Paulraj, R. Nabar, and D. Gore, Introduction to Space-Time Wireless Communications. Cambridge, U.K.:Cambridge Univ. Press,2003.
    [10]M. Sharif and B. Hassibi, "A comparison of time-sharing, DPC, and beamforming for MIMO broadcast channels with many users," IEEE Trans. Commun., vol.55, no.1, pp.11-15, Jan.2007.
    [11]T. Yoo and A. Goldsmith, "On the optimality of multiantenna broadcast scheduling using zero-forcing beamforming," IEEE J. Select. Areas Commun., vol.24, no.3, pp.528-541, Mar.2006.
    [12]3GPP TS 36.211 v10.0.0. Evolved Universal Terrestrial Radio Access (E-UTRA) Physical channels and modulation (Release 10).
    [13]G. Dimic and N.D. Sidiropoulos, "On downlink beamforming with greedy user selection:Performance analysis and a simple new algorithm," IEEE Trans. Signal Processing, vol.53, no.10, pp.3857-3868, Oct.2005.
    [14]Z. Shen, J.G Andrews, R.W. Heath Jr., and B.L. Evans, "Low complexity user selection algorithms for multiuser MIMO systems with block diagonalization," IEEE Trans. Signal Processing, vol.54, no.9, pp.3658-3663, Sept.2006.
    [15]T. Kang and H. Kim "Optimal Beam Subset and User Selection for Orthogonal Random Beamforming", IEEE Communications Letters, vol.12, no.9, pp. 636-638, Sept.2008.
    [16]M. Vu and A. Paulraj, "MIMO wireless linear precoding," IEEE Signal Processing Mag., vol.24, no.5, pp.86-105, Sept.2007.
    [17]D. J. Love, R. W. Heath Jr., and T. Strohmer, "Grassmannian beamforming for multiple-input multiple-output wireless systems," IEEE Trans. Inform. Theory, vol.49, no.10, pp.2735-2747, Oct.2003.
    [18]J. C. Roh and B. D. Rao, "Transmit beamforming in multiple-antenna systems with finite rate feedback:A VQ-based approach," IEEE Trans. Inform. Theory, vol.52, no.3, pp.1101-1112, March 2006.
    [19]W. Santipach and M. L. Honig, "Asymptotic performance of MIMO wireless channels with limited feedback," in Proc. IEEE Mil. Comm. Conf., vol.1, Oct. 2003, pp.141-146.
    [20]D. J. Love and R. W. Heath, Jr., "Equal gain transmission in multiple-input multiple-output wireless systems," IEEE Trans. Commun., vol.51, no.7, pp. 1102-1110, July 2003.
    [21]S. Zhou and B. Li, "BER SSiterion and codebook construction for finiterate precoded spatial multiplexing with linear receivers," IEEE Trans. Signal Processing, vol.54, no.5, pp.1653-1665, May 2006.
    [22]M. Schubert and H. Boche, "Solution of the multiuser downlink beamforming problem with individual SINR constraints," IEEE Trans. Veh. Technol., vol.53, no.1, pp.18-28, Jan.2004.
    [23]M. Joham, W. Utschick, and J. Nossek, "Linear transmit processing in MIMO communications systems," IEEE Trans. Signal Processing, vol.53, no.8, pp. 2700-2712, Aug.2005.
    [24]Q. Spencer, A.L. Swindlehurst, and M. Haardt, "Zero-forcing methods for downlink spatial multiplexing in multiuser MIMO channels," IEEE Trans. Signal Processing, vol.52, no.2, pp.462-471, Feb.2004.
    [25]R. Chen, R.W. Heath Jr., and J.G. Andrews, "Transmit selection diversity for unitary precoded multiuser spatial multiplexing systems with linear receivers," IEEE Trans. Signal Processing, vol.55, no.3, pp.1159-1571, Mar.2007.
    [26]Z. Pan, K.-K. Wong, and T.-S. Ng, "Generalized multiuser orthogonal spacedivision multiplexing," IEEE Trans. Wireless Commun., vol.3, no.6, pp. 1969-1973, Nov.2004.
    [27]C.-B. Chae, D. Mazzarese, and R.W. Heath Jr., "Coordinated beamforming for multiuser MIMO systems with limited feedforward," in Proc. Asilomar Conf. Sign., Syst. Computers, Oct.-Nov.2006, pp.1511-1515.
    [28]B.M. Hochwald, C.B. Peel, and A.L. Swindlehurst, "A vector-perturbation technique for near capacity multiantenna multiuser communication—Part Ⅱ: Perturbation," IEEE Trans. Commun., vol.53, no.3, pp.537-544, Mar.2005.
    [29]C. Windpassinger, R.F.H. Fischer, and J.B. Huber, "Lattice-reduction-aided broadcast precoding," IEEE Trans. Commun., vol.52, no.12, pp.2057-2060, Dec.2004.
    [30]R.F. Fischer, Precoding and Signal Shaping for Digital Transmission, New York: Wiley,2002.
    [31]M. Tomlinson, "New automatic equaliser employing modulo arithmetic," Electronics Letters, vol.7, pp.138-139, March 1971.
    [32]H. Harashima and H. Miyakawa, "Matched-transmission technique for channels with intersymbol interference," IEEE trans. Commun., vol.20, pp.774-780, Aug. 1972.
    [33]R. Fischer, C. Windpassinger, A. Lampe, and J. Huber, "Space-time transmission using Tomlinson-Harashima precoding," in Proc.4th ITG Conf. Source and Channel Coding, Berlin, Germany, Jan.2002, pp.139-147.
    [34]吴伟陵,牛凯编著,“移动通信原理”,电子工业出版社,2005.
    [35]T. M. Cover and J. A. Thomas, "Elements of Information Theory", New York: Wiley,1991.
    [36]David TSE, Pramod Viswanath著,“无线通信原理”,人民邮电出版社,2007.
    [37]G. Caire and S. Shamai, "On achievable rates in a multi-antenna broadcast downlink", in Proc.38th Annual Allerton Conf. Communications, Control, Computing, Oct.2000, pp.1188-1193.
    [38]P. Viswanath and D. Tse, "Sum capacity of multiple antenna Gaussian broadcast channel", in Proc. Int. Symp. Inform. Theory, June,2002.
    [39]S. Vishwanath, N. Jindal and A. Goldsmith, "On the capacity of multiple input multiple output broadcast channels", in Proc. Int. Conf. Communications, Apr. 2002, pp.1444-1450.
    [40]W. Yu and J. M. Cioffi, "Sum capacity of a Gaussian vector broadcast channel", in Proc. Int. Symp. Information Theory, June 2002, p.498.
    [41]S. I. Gelfand and M. S. Pinsker, "Coding for channel with random parameters", Problems of Control and Information Theory. Vol.24, pp.374-377, May,1978.
    [42]M. Costa, "Writing on Dirty Paper ", IEEE Trans. On Inform. Theory, vol.29, pp. 439-441, May,1983.
    [43]W. Yu and J. Cioffi, "Trellis precoding for the broadcast channel", in Proc. Of the IEEE Global Telecommun. Conf. (Globecom), San Antonio, Texas, Nov,2001, pp. 1344-1348.
    [44]U.Erez, S. Shamai and R. Zamir, "Capacity and lattice-stratagies for canceling known interference," ISITA2000, Honolulu, Hawaii, Nov,2000.
    [45]R. Zamir, S. Shamai and U. Erez, "Nested linear/lattice codes for structure multiteminal binning", IEEE Trans. on Inform. Theory, vol.48, pp.1250-1276, Jun.2002.
    [46]N. Jindal, S. Vishwanath, and A. Goldsmith, "On the Duality of Gaussian Multiple-Access and Broadcast Channels", IEEE Transactions on Information Theory, vol.50, No.5, pp.768-783, May,2004.
    [47]S. Vishwanath, N. Jindal and A. Goldsmith, "Duality, Achievable Rates, and Sum-Rate Capacity of Gaussian MIMO Broadcast Channels", IEEE Transactions on Information Theory, vol.49, No.10, pp.2658-2668, Oct,2003.
    [48]B.Sklar," Rayleigh fading channels in mobile digital communication systems I: Characterization", IEEE Commun. Magzine, vol.35, no.7, pp.90-100, Jul. 1997.
    [49]B.Sklar," Rayleigh fading channels in mobile digital communication systems II: Mitigation", IEEE Commun. Magzine, vol.35, no.9, pp.148-155, Agu.1997.
    [50]K. I. Pedersen, J. B. Andersen. A Stochastic Multiple-Input-Multiple-Output Radio Channel Model for Evaluation of Space-Time Coding Algorithms. Vehicular Technology Conference, vol.35, pp.893-897, Sep.2000.
    [51]Zheng Y R, Xiao C. Simulation models with correct statistical properties for Rayleigh fading channels. IEEE Trans on Commun,2003,51(6):920-928.
    [52]3GPP TR 25.996 v9.0.0. Spatial channel model for Multiple Input Multiple Output (MIMO) simulations.
    [53]R1-111436," Channel modelling considerations for vertical beamforming", Alcatel-Lucent, Alcatel-Lucent Shanghai Bell, June 2011.
    [54]D. Shiu, G Foschini, M. Gans, and J. Kahn, "Fading correlation and its effect on the capacity of multielement antenna systems," IEEE Trans. Commun., vol.48, no.3, pp.502-513, Mar.2000.
    [55]Vu M, Paulraj A. On the capacity of MIMO wireless channels with dynamic CSIT. IEEE J Sel Areas Commun,2007,25(7):1269-1283.
    [56]M. Joham, W. Utschick, and J. Nossek, "Linear transmit processing in MIMO communications systems," IEEE Trans. Signal Processing, vol.53, no.8, pp. 2700-2712, Aug.2005.
    [57]D. Gesbert, M. Kountouris, R. W. Heath, C.-B. Chae, and T. Salzer, "Shifting the MIMO paradigm," IEEE Sig. Proc. Mag., pp.36-46, Sept.2007.
    [58]Q. H. Spencer, C. B. Peel, A. L. Swindlehurst, and M. Haardt, "An introduction to the multi-user MIMO downlink," IEEE Commun. Mag., vol.42, pp.60-67, Oct.2004.
    [59]R. Esmailzadeh and M. Nakagawa, "Pre-RAKE diversity combination for direct sequence spread spectrum mobile communications systems," IEICE Trans. Commun., vol. E76-B, no.8, pp.1008-1015, Aug.1993.
    [60]王凯蓉.基于信道预测的时变TDD-MIMO信道互易性补偿方法.[硕士学位论文],西安电子科技大学,2010.
    [61]M. Joham, W. Utschick, and J. A. Nossek, "On the equivalence of prerake and transmit matched filter," in Proc. ASST, Sep.2001, pp.313-318.
    [62]Z. Tang and S. Cheng, "Interference cancellation for DS-CDMA systems over flat fading channels through pre-decorrelating," in Proc. PIMRC, vol. Ⅱ, Sep. 1994, pp.435-438.
    [63]王绪振MU-MIMO系统预编码关键技术研究.[博士学位论文],北京邮电大学,2010.
    [64]H. R. Karimi, M. Sandell, and J. Salz, "Comparison between transmitter and receiver array processing to achieve interference nulling and diversity," in Proc. PIMRC, vol.3, Sep.1999, pp.997-1001.
    [65]M. Joham, K. Kusume, M. H. Gzara, W. Utschick, and J. A. Nossek, "Transmit Wiener filter," Munich Univ. Technol., Munich, Germany, Tech. Rep. TUM-LNS-TR-02-1, Jan.2002.
    [66]C. B. Peel, B. M. Hochwald, A. L. Swindlehurst, A vector-perturbation technique for near-capacity multiantenna multiuser communication-part I:channel inversion and regularization. IEEE Trans on Commun,2005,53(1):195-202.
    [67]Q. Spencer, A.L. Swindlehurst, and M. Haardt, "Zero-forcing methods for downlink spatial multiplexing in multiuser MIMO channels," IEEE Trans. Signal Processing, vol.52, no.2, pp.462-471, Feb.2004.
    [68]L.-U. Choi and R. D. Murch, "A transmit preprocessing technique for multiuser MIMO systems using a decomposition approach," IEEE Trans. Wireless Commun., vol.3, no.1, pp.20-24, Jan.2004.
    [69]J. Zhang, Y. Wu, S. Zhou and J. Wang, "Joint Linear Transmitter and Receiver Design for the Downlink of Multiuser MIMO Systems", IEEE COMMUNICATIONS LETTERS, vol.9, no.11, Nov 2005.
    [70]S. Serbetli and A. Yener, "Transceiver optimization for multiuser MIMO systems," IEEE Trans. Signal Processing, vol.52, pp.214-226, Jan.2004.
    [71]李忻,聂在平,伍裕江, 移动性对MIMO无线信道性能的影响.电子科技大学学报,2004,33(5):503-506.
    [72]张贤达.矩阵分析与应用.北京:清华大学出版社,2005.255-297.
    [73]Pedersen K I, Andersen J B, Kermoal J P, et al. A stochastic multiple-input-multiple-output radio channel model for evaluation of space-time coding algorithms//VTC 2000-Fall. Boston:IEEE Press,2000:893-897.
    [74]张倩,谢显中, 多用户MIMO中基于部分信道状态信息预编码的稳健性研究.重庆邮电大学学报,2009,21(1):31-33.
    [75]Zhang X., Palomar D., Ottersten B. Statistically robust design of linear MIMO transceivers. IEEE Transactions on Signal Processing, Aug.2008,56(8): 3678-3689.
    [76]Love D.J., Heath R.W., Santipach W, et al. What is the value of limited feedback for MIMO channels. IEEE Communications Magazine, Oct.2004,42(10):54-59.
    [77]Choi J., Mondal B., and Heath R. W. Interpolation based unitary precoding for spatial multiplexing MIMO-OFDM with limited feedback. IEEE Transactions on Signal Processing,2006,54(12):4730-4740.
    [78]Jindal N. MIMO Broadcast Channels with Finite Rate Feedback. IEEE Transactions on Information Theory,2006,52(11):5045-5059.
    [79]Love D. J., Heath R. W. Limited feedback unitary precoding for orthogonal space-time block codes. " IEEE Transactions on Signal Precoding, Jan.2005, 33(1):64-73.
    [80]Yoo T. and Goldsmith A. On the optimality of multi-antenna broad-cast scheduling using zero-forcing beamforming. IEEE Journal Selected Areas Communications, Mar.2006,24(3):528-542.
    [81]Yoo T., Jindal N., and Goldsmith A. Multi-antenna downlink channels with limited feedback and user selection. IEEE Journal Selected Areas Communications, Sep.2007,25(7):1478-1491.
    [82]Samsung, R1-051353. Downlink MIMO for EUTRA.3GPP TSG RAN WG1 Meeting #43, Seoul, Korea, Nov.2005,7-11.
    [83]Huang K., Andrews J. G., and Heath R.W. Performance of orthogonal beamforming for SDMA with limited feedback. IEEE Transactions on Vehicular Technology. Jan.2009,58(1):152-164.
    [84]Cho M., Kim Y., Lee J., et al. A CQI feedback reduction scheme for multiuser MIMO/OFDMA systems. in Proc.2007 IEEE International Symposium on Personal, Indoor and Mobile Radio Communications (PIMRC 2007), Hilton Athens, Greece:IEEE Press, Sept.2007.
    [85]Muller R. R., Guo D., Moustakas A. L. Vector precoding for wireless MIMO systems and its replica analysis", IEEE Journal on Selected Areas Communications, April 2008,26(3):530-540.
    [86]Chuah C., Tse D., Kahn J. M., et al. Capacity scaling in MIMO wireless systems under correlated fading. IEEE Transactions on Information Theory, Mar.2002, 48(3):637-650.
    [87]Wang N., Steven D. B. Approximate minimum BER power allocation, for MIMO spatial multiplexing systems. IEEE Transactions on Communications, Jan.2007,55(1):180-187.
    [88]Love D. J., Heath R. W., Strohmer T. Grassmannian beamforming for Multiple-Input Multiple-Output wireless systems. IEEE Transactions on Information Theory, Oct.2003,49(10):2735-2747.
    [89]房亮.多用户多天线系统中的有限反馈及用户调度研究.[博士学位论文],北京邮电大学,2010.
    [90]Love D.J., Heath R.W., Lau V., et al. An overview of limited feedback in wireless communication systems. IEEE Journal on Selected Areas in Communications, 2008,26(8):1341-1365.
    [91]Ma P., Wang W. A multiuser beamforming scheme for downlink spatial multiplexing MIMO. in Proc.2007 IEEE International Symposium on Personal, Indoor and Mobile Radio Communications (PIMRC 2007), Hilton Athens, Greece:IEEE Press, Sept.2007.
    [92]M. Gastpar, "On capacity under receive and spatial spectrum-sharing constraints," IEEE Trans. Inform. Theory, vol.53, no.2, pp.471-487, Feb.2007.
    [93]L. Zhang, Y. Xin, and Y.-C. Liang, "Weighted sum rate optimization for cognitive radio MIMO broadcast channels," IEEE Trans. Wireless Comm., vol.8, no.6, pp. 2950-2959, Jun.2009.
    [94]M. Joham, W. Utschick, and J. A. Nossek, "Linear transmit processing in MIMO communications systems," IEEE Trans. Signal Process., vol.53,no.8, pp. 2700-2712, Aug.2005
    [95]Q. H. Spencer, A. L. Swindelhurst, and M. Haardt, "Zero-forcing methods for downlink spatial multiplexing in multiuser MIMO channels," IEEE Trans. Signal Process., vol.52, no.2, pp.461-471, Feb.2004.
    [96]H. Sung, S.-R. Lee, and I. Lee, "Generalized channel inversion methods for multiuser MIMO systems," IEEE Trans. Comm., vol.57, no.11, pp.3489-3499, Nov.2009.
    [97]K. Lee, H. Sung and I. Lee, "Linear Precoder Designs for Cognitive Radio Multiuser MIMO Downlink Systems," IEEE ICC 2011. Proceedings.
    [98]Q. H. Spencer, A. L. Swindelhurst, and M. Haardt, "Zero-forcing methods for downlink spatial multiplexing in multiuser MIMO channels," IEEE Trans. Signal Process., vol.52, no.2, pp.461-471, Feb.2004.
    [99]H. Sung, S.-R. Lee, and I. Lee, "Generalized channel inversion methods for multiuser MIMO systems," IEEE Trans. Comm., vol.57, no.11,pp.3489-3499, Nov.2009.

© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号

地址:北京市海淀区学院路29号 邮编:100083

电话:办公室:(+86 10)66554848;文献借阅、咨询服务、科技查新:66554700