人脸表情识别研究
详细信息    本馆镜像全文|  推荐本文 |  |   获取CNKI官网全文
摘要
人脸表情识别(Face Expression Recognition,FER)是计算机自动人脸表情识别的简称,指利用计算机技术对人脸表情信息进行特征提取,按照人的认识和思维方式加以归类和理解,进而从人脸信息中去分析理解人的情绪,是计算机视觉研究的重要组成部分。
     表情识别的核心在于表情特征的提取。计算机自动识别人脸表情之所以困难,原因在于人脸是一个柔性体,为人脸表情特征建立精确数学模型的难度较高。脸部器官的位置稍有变动,表情就会发生巨大的变化,因而如何选择特征成为决定识别精度的关键。本文着眼于特征提取,从单特征提取和多特征融合两个方面对人脸表情识别做了比较深入的分析与研究。
     类内PCA是对每一类训练样本分别进行PCA处理,使得类间样本距离增大,类内样本距离缩小。论文将类内PCA方法应用于表情识别,并将这种方法与类间PCA方法进行了比较。
     每种表情特征在识别上都有其自身的局限性。因此,仅仅提取某一种特征不会得到很高的识别率。基于此,本文给出了一种新的表情特征——角度变化几何特征,并运用特征融合技术对人脸表情的Gabor特征和角度变化几何特征进行了融合。
     实验证明,类内PCA方法的识别精度高于类间PCA,而角度变化几何特征和经过类内PCA提取的Gabor特征相融合后的识别率又高于类间PCA和类内PCA。
Facial Expression Recognition (FER), which is the short title of the Automatic Facial Expression Recognition, refers to the process that people use computer technology to extract the feature information of Human Facial Expression, and class the information in accordance with understanding and ways of thinking of human, and analyze the emotion. FER is an important part of the Computer Vision Research.
     Feature Extraction is the core of Facial Expression Recognition. Automatic Facial Expression Recognition is difficult, because the face is a deformable body and difficult to build a precise mathematical model. The expression will change greatly when the place of organs in the face changes lightly. Therefore, the vital factor of deciding the recognition accuracy is how to select the features from human faces. Focusing on Feature Extraction, we analyze and research the Human Facial Expression Recognition deep in two ways of the Single-feature Extraction and the Multi-feature Fusion.
     Within-Class PCA is the process, in which each type of training samples are processed in PCA, the distances of the within-class samples are made much narrow while the distance of inter-class samples are made much large. In this paper, we use the within-class PCA method for Facial Expression Recognition and compare the approach with inter-class PCA.
     To Expression Recognition, each type of Facial Expression Feature has its own limitations. As a result, only extracting a kind of feature won't win well recognition rate. For this reason, the paper presents a new expression feature that is Angle Change Geometry Feature, and fuses the Gabor Feature and Angle Change Geometry Feature.
     Experiments have proved that the recognition accuracy of within-class PCA is higher than inter-class PCA, while the recognition accuracy of the fusion is higher than inter-class PCA and within-class PCA.
引文
[1]刘芳.应用图像处理技术的人脸表情识别研究[D].北京:北京科技大学硕士学位论文,2003-06-20.
    [2]王志良,刘芳,王莉.基于计算机视觉的表情识别技术综述[J].计算机工程,2006-6,32(11):231-233.
    [3]应伟.动态人脸表情识别技术研究[D].长沙:湖南大学硕士学位论文,2005.
    [4]杨国亮,王志良,王国江.面部表情识别研究进展[J].自动化技术与应用,2006,25(4):1-5.
    [5]Maja Pantic,Rothkpantz,L.J.M.Toward an affect-sensitive multimodal human-computer interaction.Proceedings of the IEEE,2003,91(9):1370-1390.
    [6]R.W.Picard.Affective Computing.Cambridge,MA:M IT Press,1997.
    [7]Dan Ferber.The Man Who Mistook His Girlfriend for a Robot.http://www.popsci.com/popsci/science/article/0,12543,473054-1,00.html,Aug 11.
    [8]Y.Dai,Y.Shibata,K.Hashimoto et al.A New Method of Facial Action Extraction and Expression Recognition of Person without Language.In:Seventh International Conference on Parallel and Distributed Systems:Workshops.Iw ate,Japan:2 000,129-136.
    [9]Haisong Gu,Qiang Ji.An Automated Face Reader for Fatigue Detection.In:The 6th International Conference on Automatic Face and Gesture Recognition.Seoul,Korea:2004,111-116.
    [10]刘晓曼,谭春华,章毓晋.人脸表情识别研究的新进展[J].中国图形图像学报,2006:10(11):1359-1366.
    [11]YangM,Kriegman D J,Ahuja N.Detecting faces in images:A survey[J].IEEE Transactions on Pattem Analysis and Machine Intelligence,2002,24(1):34-58.
    [12]何良华,邹采荣,包永强,赵力.人脸面部表情识别的研究进展[J].电路与系统学报,2005-2,10(1):70-73.
    [13]Cootes Timothy F,Edwards Gareth J,et al.Active Appearance Models[J].IEEE Transactions on PAMI,2001-06,23(6).
    [14]余冰等.基于特征运动的表情人脸识别[J].中国图形图像学报,2002-11,7(A)(11).
    [15]Essa Irfan A.Coding,Analysis,Interpretation,and recognition of Facial Expressions[J].IEEE Transactions on Pattern Analysis and Machine Intelligence,1997-07,19(7):757-763.
    [16]Donato Gianluca,et al.Classifying Facial Actions[J].IEEE Transactions on pami,1999-10,21(10).
    [17]Sarris Nikos,Michael Nikos Grammalidis.Gerassimos Strintzis FAP Extraction Using Three-Dimensional Motion Estimation[J].IEEE Transactions on Circuits and Systems for Video Technology,2002-10,12(10):865-876.
    [18]KUO Chung J,Huang Ruey Song,Lin Tsang Gang.3-D Facial Modal Estimation From Single Front -View Facial Image[J].IEEE Transactions.on circuits and systems for video technology,2002-03,12(3).
    [19]Lavagetto Fabio,Pockaj Roberto.An Efficient Use Of MPGE-4 FAP Interpolation for Facial Animation at 70 bits/Frame[J].IEEE Transactions.on circuits and systems for video technology,2001-10,11(10).
    [20]虞露.MPEG-4中脸部动画参数和序列重绘的肌肉模型[J].中国图形图像学报,2001-01,6(A)(1).
    [21]王奎武等.一个MPEG-4兼容的人脸动画系统[J].计算机研究与发展,2001-05,38(5).
    [22]Calder Andrew J,Burton A Mike,Miller Paul,Young Andrew W.A Principal Component Analysis of Facial Expressions[J].Vision research,2001,41:1179-1208.
    [23]Baek Kyungim,Draper Bruce A,Beveridge J Ross,She Kai.PCA vs.ICA:A comparison on the [OL].http://www.dodcounterdrug.com/facialrecognition/FRVT2000/frvt2000.htm.
    [24]陈刚,戚飞虎.实用人脸识别系统的本征脸法实现[J].计算机研究与发展,2001-02,38(2).
    [25]张林等.基于主元分析和Fuzay ART模型的人脸识别算法[J].电路与系统学报,1999-09,4(3).
    [26]赵力庄等.Eigenface的变维分类方法及其在表情识别中的应用[J].计算机学报,1999-06,22(8).
    [27]周杰,卢春雨,张长水,李衍达.人脸自动识别方法综述[J].电子学报,2000-04,28(4).
    [28]Georghiades Athinodoros S,et al.From Few to Many:Illumination Cone Models for Faces Recognition under Variable Lighting and Pose[J].IEEE TRANSACTIONS ON PAMI,2001-06,23(6).
    [29]Martin Lades,et al.Distortion Invariant Object Recognition in the Dynamic Link Architecture[J].IEEE Transactions on computers,1993-03,42(3).
    [30]Bartlett Marian Stewart,Lades H Martin,Sejnowski Terrence J.Independent component representations for face recognition Proceedings of the SPIE Symposium on Electronic Imaging[A].Science and Technology;conference on Human Vision and Electronic Imaging Ⅲ[C].California:San Jose,1998-01.
    [31]Ding Peilv,Kang Xuelei,Zhang Liming.Personal Recognition Using ICA[A].ICONIP2001Proceedings[C].2001,3:1179-1184.
    [32]Havran C,et al.Independent Component Analysis for face authentication[A].KES'2002 proceedingsknowledge-based intelligent Information and Engineering Systems[C].Crema(Italy),2002-09.1207-1211.
    [33]Cohen Ira,Garg Ashutosh,Huang Thomas S.Emotion Recognition From Facial Expressions using Multilevel HMM[OL].http://www.ifp.uiuc.edu/-ashutosh/papers/NIPS_emotion.pdf.
    [34]Lyons M,Budynek J,Akamastu S.Automatic classification of single facial images[J].IEEE Transactions on Pattern Analysis and Machine Intelligence,1999,21(12):1357-1362.
    [35]Wiskott Laurenz,et al.Face Recognition by Elastic Bunch Graph Matching[J].IEEE Transactions on pami,1997-07,19(7).
    [36]丁嵘,苏光大,林行刚.特征联合弹性匹配人脸识别算法的比较[J].计算机工程与应用,2002-07.
    [37] Tian Ying-li, Kanade Takeo, et al. Evaluation of Gabor-Wavelet-Based Facial Action Unit Recognition in Image Sequences of Increasing Complexity [A]. Proceedings of the Fifth IEEE International Conference on Automatic Face and Gesture Recognition [C]. 2002.
    [38] Feris Rogerio S, Gemmell Jim, Toyama Kentaro, Kruger Volker. Hierarchical Wavelet Networks for Facial Feature Localization [OL].http://research.microsoft.com/-JGemmell/pubs/FerisFG2002.pdf.
    [39] Belhumeur Peter N, Hespanha Joao P, Kriegman David J. Eigenfaces vs. Fisherfaces :Recognition Using Class Specific Linear Projection [J].IEEE Transactions on pami, 1997-07,19(7).
    [40] Penevf Penio S, et al. Local Feature Analysis: A general statistical theory for object representation [OL].http://venezia.rockefeller.edu.
    [41] Chen Xue-wen, Huang Thomas. Facial expression recognition: A clustering-based approach Pattern [J].Recognition Letters, 2003,24:1295-1302.
    [42] Su Mu-Chun, Chou Chien-Hsing. A Modified Version of the K-Means Algorithm with a Distance Based on Cluster Symmetry [J]. IEEE Transactions on pami,2001-06,23(6).
    [43] Pantic M, Rothkrantz L. Facial action recognition for facial expression analysis from static face images [J]. IEEE Transactions on Systems, Man and Cybernetics2Part B, 2004,34 (3):1449-1461.
    [44] Pantic M, RothkrantzL. Expert system for automatic analysis of facial expression[J]. Image Vision Computing, 2000, 18 (11):881-905.
    [45] Gueorguieva N, Georgiev G, Valova I. Facial expression recognition using feedforward neural networks [A]. In: Proceedings of the International Conference on Artificial Intelligence [C] , Las Vegas, NV,USA, 2003:285-291.
    [46] Ma L, Khorasani K. Facial expression recognition using constructive feedforward neural networks[ J ].IEEE Transactions on Systems, Man and Cybernetics, Part B, 2004,34 (3): 1588-1595.
    [47] Sebe N, Cohen I, GargA, et al. Emotion recognition using a Cauchy naive Bayes Classifier [A]. In:Proceedings of International Conference on Pattern Recognition [C] , Quebec City, Canada, 2002, 1:17-20.
    [48] Cohen I, Sebe N, Garg A, et al Facial expression recognition from video sequences: Temporal and static modeling[ J ]. Computer Vision and Image Understanding, 2003,91 (122): 160-187.
    [49] Cohen I, Sebe N, Cozman F G, et al. Learning bayesian network classifiers for facial exp ression.recognition with both labeled and unlabeled data[A]. In: Proceedings of International Conference on Computer Vision and Pattern Recognition[C], Madison, Wisconsin,USA, 2003,1: 595-604.
    [50] Zhang Y, J i Q. Active and dynamic information fusion for facial expression understanding from image sequences [J]. IEEE Transactions on Pattern Analysis and Machine Intelligence, 2005,27 (5): 699-714
    
    [51] Kapoor A, Qi Y, Picard R W. Fully automatic upper facial action recognition [A]. In: Proceedings IEEE International Workshop on.Analysis and Modeling of Faces and Gestures[C],Nice,France,2003:195-202.
    [52]Bartlett M S,Littlewort G,Frank M,et al.Recognizing facial expression:machine learning and app lication to spontaneous behavior[A].In:Proceedings of IEEE Computer Society Conference on Computer Vision and Pattern Recognition[C],San Diego,CA,USA,2005,2:568-573.
    [53]Wang Y,Ai H,Wu B,et al.Real time facial expression recognition with adaboost[A].In:Proceedings of International Conference on Pattern Recognition[C],Cambridge,UK,2004,3:926-929.
    [54]Guo G D,Dyer C R.Learning from examples in the small sample case:face expression recognition[J].IEEE Transactions on System,Man and Cybernetics2Part B,Special Issue on Learning in Computer Vision and Pattern Recognition,2005,35(3):477-488.
    [55]Muller S,WallhoffF,Hulsken F,et al.Facial expression recognition using pseudo 32D hidden Markov models[A].In:Proceedings of International Conference on Pattern Recognition[C],Quebec City,Canada,2002,2:32-35.
    [56]Yeasin M,Bullot B,Sharma R.From facial expression to level of interest:a spatio2temporal app roach [A].In:Proceedings of International Conference on Computer Vision and Pattern Recognition[C],Washington,DC,USA,2004,2:922-927.
    [57]Kanade T,Cohn J F,Tian Y.Comp rehensive database for facial expression analysis[A].In:Proceedings of the Fourth International Conference of Face and Gesture Recognition[C],Grenoble,France,2000:46-53.
    [58]Sebe N,Lew M,Cohen I,et al.Authentic facial expression analysis[A].In:Proceedings of International Conference on Automatic Face and Gesture Recognition[C],Seoul,Korea,2004:517-522.
    [59]Littlewort G,BartlettM,Fasel I,et al.Dynamics of facial expression extracted automatically from video [A].In:Proceedings of IEEE Conference on Computer Vision and Pattern Recognition,Workshop on Face Processing in Video[C],Washington DC,USA,2004:80-80.
    [60]王志良,陈锋军,薛为民.人脸表情识别方法综述[J].计算机应用与软件,2003,20(12):63-66.
    [61]左坤隆,刘文耀.基于活动外观模型的人脸表情分析与识别[J].光电子·激光,2004,15(7):853-857.
    [62]Lyons M,Akamatsu S,Kamachi M,et al.Coding facial expressions with Gabor wavelets[A].Third IEEE Conf Face and Gesture Recognition[C].1998,200-205.
    [63]Zhang Z,Lyons M,Schuster M,et al.Comparison between geometry-based and Gabor-wavelets-based facial expression recognition using multi-layer perceptron[A].Third IEEE Conf Face and Gesture Recognition[C].1998,454-459.
    [64]边肇祺,张学工.模式识别[M].第二版.北京:清华大学出版社,2000:177,223-227,235-237.
    [65]邓洪波,金连文.一种基于局部Oabor滤波器组+PCA+LDA的人脸表情识别方法[J].中国图形图像学 报,2007:2(12):322-329.
    [66]徐杰,施鹏飞.基于Gabor小波特征的多姿态人脸图像识别[J].计算机工程与应用,2003:21:17-18.
    [67]B Schiele,J L Crowley.Recognition without correspondence using multidimensional receptive field histograms[J].Computer Vision.2000:36(1):31-52.
    [68]张向东,李波.基于Gabor小波变换和PCA的人脸识别方法[J].电子科技,2007:4:72-74.
    [69]陈伏兵,高秀梅,张生亮,杨静宇.基于分块PCA的人脸识别方法[J].小型微型计算机系统,2006-10,27(10):1943-1947.
    [70]程英蕾,椿春荣,李卫华,王兵,江泽涛.基于像素级的图像融合方法研究[J].计算机应研究,2004:21(5):169-172.
    [71]胡钢,刘哲,徐小平,高瑞.像素级图像融合技术的研究与进展[J].计算机应用研究,2008-3:25(3):650-655.
    [72]VARSHNEY P K.Multi-sensor data fusion[J]Electronics and Communication Engineering Journal,1997,9(12):245-253.
    [73]杜子涛.多遥感影像像素级融合技术的应用研究[D].西安:长安大学硕士学位论文,2006.
    [74]高隽.人工神经网络原理及仿真实例[M].北京:机械工业出版社,2003.7:55-73.

© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号

地址:北京市海淀区学院路29号 邮编:100083

电话:办公室:(+86 10)66554848;文献借阅、咨询服务、科技查新:66554700