论RTA中的原产地规则问题
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摘要
原产地规则问题是 RTA 的核心问题。针对各 RTA 使用的不同优惠性原产地规则,本文对不同 RTA 货物贸易下原产地规则的实施标准问题和原产地规则的体制问题进行了横向比较与分析,同时对包括我国在内的 RTA 的服务贸易原产地规则问题进行了介绍,并在此基础上对各 RTA 原产地规则的实施机构及其实施效果进行了衡量。此外还对原产地规则交叉、例外、补偿和协调等现实问题做出了说明,并结合以上的分析和我国现存的原产地规则问题,对我国提出了政策建议。最后做出了结论并提出了下一步的趋势预测。
Rules of origin are the keystone of RTA. In order to understand thedifferent ROO employed by RTAs, this article focus on two kinds of ROO,that is, ROO of Goods Trade and Service trade. The ROO of Goods Tradeincludes “product-specific” rule which compares the differenttransformation standards of RTAs and Regimes of ROO which includes aseries of rules could impact on the ROO's smooth implementation.Because of being lack of enough data and practice of service trade, thisarticle introduced ROO of service trade comparatively simply. Then, thisarticle reviews the effects of ROO after explaining ROO administrationagency. Based on the introduction and analysis above, some prospectsof further questions need to research next, and some suggestions toChina's ROO legislation were offered by connecting the analyses above.
Rules of origin are the keystone of RTA. In order to understand thedifferent ROO employed by RTAs, this article focus on two kinds of ROO,that is, ROO of Goods Trade and Service trade. The ROO of Goods Tradeincludes “product-specific” rule which compares the differenttransformation standards of RTAs and Regimes of ROO which includes aseries of rules could impact on the ROO's smooth implementation.Because of being lack of enough data and practice of service trade, thisarticle introduced ROO of service trade comparatively simply. Then, thisarticle reviews the effects of ROO after explaining ROO administrationagency. Based on the introduction and analysis above, some prospectsof further questions need to research next, and some suggestions toChina's ROO legislation were offered by connecting the analyses above.
引文
1. Jo-Ann Crawford and Roberto V. Fiorentine(2005) “The changing Landscape of RTA” WTO Discussion Paper No.8
2. Antoni Estevadeordal & Kati Suominen(2003), “Rules of Origin: A World Map and Trade Effects”
3. Michael Gasiorek & Patricia Augier & Charles Lai-Tong(2001), “The EU and the Southern Mediterranean: The Impact of Rules of Origin”
4. Germán Creamer ( 2005 ), “OPEN REGIONALISM IN THE ANDEAN COMMUNITY: A TRADE FLOW ANALYSIS”
5. Akiko Suwa-Eisenmann & Bolormaa Tumurchudur(2002), “ Assessing the Effect of NAFTA's Rules of origin”
6.The World Bank(2005), “The International Bank for Reconstruction and Development”
7. P. J. Lloyd & Donald MacLaren (2003), “The Case for Free Trade and the Role of RTAs”
8. Jae-ho PARK(2003),“Comment Paper on the Harmonization of the Rules of Origin for Creating the EAFTA”
9. Malta-EU Information Center(2003)“FTA and Customs Union”
10. Anne O.Krueger(1995),“FTA versus Customs Unions” NBER Working Paper No. 5084
11. Pablo Sanguinetti , Buenos Aires & Estrategias(2004), “Implementing PTAs in the Southern Cone Region of Latin America: Rules of Origin”
12. Patricia Augier,Michael Gasiorek,Charles Lai-Tong(2002),“The Impact of Rules of Origin On Trade Flows”
13. Ahmed Farouk Ghoneim1(2000),“Rules of Origin and Trade Diversion: The Case of the Egyptian-European Partnership Agreement”
14. Kala Krishna(2004),“Understanding Rules of Origin”
15. Rupa Duttagupta & Arvind Panagariya(2001), “Free Trade Areas and Rules of Origin: Economics and Politics”
16. Ahmed Farouk Ghoneim(2003), “Rules of origin and trade diversion: The case of the Egyptian-European partner” Journal of World Trade;Jun 2003, pg. 597
17. Tamer Afifi(2005),“Egypt in an Arab-African-Sandwich: Are GAFTA and COMESA to be implemented?
18. Productivity Commission Research Report(2004),“Rules of Origin under the Australia–New Zealand Closer Economic Relations Trade Agreement”
19. WTO Secretariat(2001),“The Map of RTA” WT/REG/W/41/Corr.1
20. WTO Secretariat(2002)“RULES OF ORIGIN REGIMES IN REGIONAL TRADE AGREEMENTS“,WT/REG/W/45
21. Luis Jorge Garay and Philippe De Lombaerd(e2004)“Preferential Rules of Origin: Models and Levels of Rulemaking”
22.Antoni Estevadeordal & Kati Suominen(2003) “Rules of Origin in the World Trading System”
23.联合国经济及社会理事会(2004)E/ESCAP/1305
24. 中华经济研究院/台湾 WTO 研究院(2005)“FTA/RTA 相关议题基础研究”
25. 中华人民共和国海关关于执行《中华人民共和国与东南亚国家联盟全面经济合作框架协议》项下《中国-东盟自由贸易区原产地规则》的规定 2005年8月28日
26. 中华人民共和国海关关于执行《内地与香港关于建立更紧密经贸关系的安排》项下《关于货物贸易的原产地规则》的规定(海关署令第106号) 2005年10月25日
27. 中华人民共和国海关关于执行《内地与澳门关于建立更紧密经贸关系的安排》项下《关于货物贸易的原产地规则》的规定 2005年12月27日
28.《中华人民共和国进出口货物原产地条例》(国务院令第416号)
29.吴玲(2004), “OEM与原产地规则” 《社科纵横》总第19 卷第3 期
30.宋明顺 耿金凤(2001),“WTO《原产地规则协议》及对世界贸易影响” WTO研究 2001年第四期
31. 张东明(2003)“对建立中国-东盟自由贸易区若干问题的思考” 《北方经贸》2003年第6期
32. 易在成(2005),“国际贸易中原产地规则的运用及法律控制” 《求索》2005年10期
33. 朱颖(2004)“论优惠性原产地规则”《世界经济研究》2004年第八期
34. 慕亚平/王跃(2004)“析CEPA中'服务提供者'的准入标准”《国际经贸探索》04年第6期
35. 孟夏(2005)“探析自由贸易安排中的原产地规则” 《国际贸易》2005年第3期
2. Antoni Estevadeordal & Kati Suominen(2003), “Rules of Origin: A World Map and Trade Effects”
3. Michael Gasiorek & Patricia Augier & Charles Lai-Tong(2001), “The EU and the Southern Mediterranean: The Impact of Rules of Origin”
4. Germán Creamer ( 2005 ), “OPEN REGIONALISM IN THE ANDEAN COMMUNITY: A TRADE FLOW ANALYSIS”
5. Akiko Suwa-Eisenmann & Bolormaa Tumurchudur(2002), “ Assessing the Effect of NAFTA's Rules of origin”
6.The World Bank(2005), “The International Bank for Reconstruction and Development”
7. P. J. Lloyd & Donald MacLaren (2003), “The Case for Free Trade and the Role of RTAs”
8. Jae-ho PARK(2003),“Comment Paper on the Harmonization of the Rules of Origin for Creating the EAFTA”
9. Malta-EU Information Center(2003)“FTA and Customs Union”
10. Anne O.Krueger(1995),“FTA versus Customs Unions” NBER Working Paper No. 5084
11. Pablo Sanguinetti , Buenos Aires & Estrategias(2004), “Implementing PTAs in the Southern Cone Region of Latin America: Rules of Origin”
12. Patricia Augier,Michael Gasiorek,Charles Lai-Tong(2002),“The Impact of Rules of Origin On Trade Flows”
13. Ahmed Farouk Ghoneim1(2000),“Rules of Origin and Trade Diversion: The Case of the Egyptian-European Partnership Agreement”
14. Kala Krishna(2004),“Understanding Rules of Origin”
15. Rupa Duttagupta & Arvind Panagariya(2001), “Free Trade Areas and Rules of Origin: Economics and Politics”
16. Ahmed Farouk Ghoneim(2003), “Rules of origin and trade diversion: The case of the Egyptian-European partner” Journal of World Trade;Jun 2003, pg. 597
17. Tamer Afifi(2005),“Egypt in an Arab-African-Sandwich: Are GAFTA and COMESA to be implemented?
18. Productivity Commission Research Report(2004),“Rules of Origin under the Australia–New Zealand Closer Economic Relations Trade Agreement”
19. WTO Secretariat(2001),“The Map of RTA” WT/REG/W/41/Corr.1
20. WTO Secretariat(2002)“RULES OF ORIGIN REGIMES IN REGIONAL TRADE AGREEMENTS“,WT/REG/W/45
21. Luis Jorge Garay and Philippe De Lombaerd(e2004)“Preferential Rules of Origin: Models and Levels of Rulemaking”
22.Antoni Estevadeordal & Kati Suominen(2003) “Rules of Origin in the World Trading System”
23.联合国经济及社会理事会(2004)E/ESCAP/1305
24. 中华经济研究院/台湾 WTO 研究院(2005)“FTA/RTA 相关议题基础研究”
25. 中华人民共和国海关关于执行《中华人民共和国与东南亚国家联盟全面经济合作框架协议》项下《中国-东盟自由贸易区原产地规则》的规定 2005年8月28日
26. 中华人民共和国海关关于执行《内地与香港关于建立更紧密经贸关系的安排》项下《关于货物贸易的原产地规则》的规定(海关署令第106号) 2005年10月25日
27. 中华人民共和国海关关于执行《内地与澳门关于建立更紧密经贸关系的安排》项下《关于货物贸易的原产地规则》的规定 2005年12月27日
28.《中华人民共和国进出口货物原产地条例》(国务院令第416号)
29.吴玲(2004), “OEM与原产地规则” 《社科纵横》总第19 卷第3 期
30.宋明顺 耿金凤(2001),“WTO《原产地规则协议》及对世界贸易影响” WTO研究 2001年第四期
31. 张东明(2003)“对建立中国-东盟自由贸易区若干问题的思考” 《北方经贸》2003年第6期
32. 易在成(2005),“国际贸易中原产地规则的运用及法律控制” 《求索》2005年10期
33. 朱颖(2004)“论优惠性原产地规则”《世界经济研究》2004年第八期
34. 慕亚平/王跃(2004)“析CEPA中'服务提供者'的准入标准”《国际经贸探索》04年第6期
35. 孟夏(2005)“探析自由贸易安排中的原产地规则” 《国际贸易》2005年第3期