中外合资企业讨价还价、管理控制与知识获取研究
详细信息    本馆镜像全文|  推荐本文 |  |   获取CNKI官网全文
摘要
合资企业是跨国公司进行国际扩张的一种重要的市场进入方式,同时也是发展中国家企业组织学习和知识获取的主要途径。从现有合资企业理论研究成果来看,目前研究的视角主要是从跨国公司角度出发来探讨合资企业的运营和管理控制,而作为一种跨国公司与本地企业合作建立的企业组织形式,从本地企业的角度出发分析合资企业管理控制问题还比较缺乏;对于管理控制和知识获取这两个合资企业研究中的重要主题,现有研究往往将它们分开进行讨论,很少关注管理控制如何影响知识获取。这使得本地企业如何通过对合资企业的有效管理实现其战略目标变得模糊,揭示合资企业管理控制活动与知识获取之间的关系具有重要的现实意义。
     针对现有研究存在的不足,本研究沿着讨价还价—管理控制—知识获取的思路,从中方合作伙伴的视角出发,运用讨价还价理论和管理控制理论,分析了中外合资企业管理控制结构的形成,明确了中方不同的讨价还价能力对于合资企业战略控制和运营控制的影响;同时,运用组织学习理论,探讨了中方对合资企业的战略控制和运营控制如何影响不同类型知识的获取,并明晰了学习能力和合作信任对于管理控制与知识获取之间的调节作用,在合资企业知识获取的问题上进行了探索性研究。在此基础上,本研究通过对中外合资企业进行问卷调查所获得的数据,运用SPSS软件对理论模型进行了统计分析与检验,从实证的角度验证了讨价还价能力对合资企业管理控制结构的作用机制,并识别了合资企业的战略控制和运营控制对内隐知识和外显知识获取的影响。这对合资企业的经营管理实践具有理论指导意义。
     通过理论探讨和对样本企业的实证分析,本研究主要得出以下研究结论:(1)合资企业管理控制的形成是合作双方谈判的结果,这种结果取决于合作双方各自的讨价还价能力;在形成讨价还价能力的四个因素中,合资企业对中方的战略重要性促进了中方对合资企业的战略控制和运营控制;中方合作伙伴的可选择性越高,中方对合资企业的运营控制程度反而越低;中方的非资本资源投入对运营控制有正向影响作用。本研究也发现,中方的资本资源投入对于合资企业的管理控制结构并没有显著的影响作用,这意味着虽然中方能够对合资企业投入更多的资本资源,并掌握合资企业的多数股权,但这并不必然能让中方掌握对合资企业的战略控制和运营控制;(2)本研究证实了中方对合资企业的运营控制程度降低了中方的知识获取水平,不论是对内隐知识还是外显知识获取;而中方对合资企业的战略控制对内隐知识和外显知识获取的影响作用显著性没有得到证实;这使得我们明晰了合资企业管理控制与知识获取之间的关系;(3)从合资企业的特性来看,合资企业成立的时间越早,中方获得的知识越少;合资企业规模越大,中方获得知识越多;在中方占多数股权、均等股权和少数股权三种类型的合资企业中,在均等股权的合资企业中,中方知识获取的水平最高;此外,在合资企业外方不同的来源国中,中方知识获取存在显著差异,中方从与欧美企业建立的合资企业中获取知识最多,其次是日本,最后是新加坡和香港、台湾;(4)合作信任对于管理控制与知识获取之间关系存在调节作用,而学习能力对于管理控制与知识获取之间关系的调节作用没有被发现,这进一步深化了对合资企业中合作信任、学习能力对组织学习和知识获取影响的理解。
     本研究的上述结论使得我们对于中外合资企业中中方的讨价还价力、管理控制与知识获取之间的关系有更全面、深入的理解。在现有研究的基础上,本研究主要在以下方面取得了一定的进展:(1)从中外合资企业中中方母公司的角度出发,运用讨价还价理论和管理控制理论,揭示了中方不同的讨价还价力对于合资企业管理控制结构形成的影响机制;(2)运用组织学习理论,创新性的建立了合资企业中管理控制与知识获取之间关系模型,解释了合资企业中的战略控制与运营控制对不同类型知识的影响,并进一步明确了在象我国这样的发展中国家的合资企业中,本地企业如何有效的处理管理控制与知识获取之间关系的问题;因此,这一研究具有一定的探索性;(3)识别了中外合资企业的成立时间、规模、中方的股权比例以及外方的不同来源国等中外合资企业特性在知识获取上存在的差异;并进一步明晰学习能力和合作信任对于中外合资企业中管理控制与知识获取关系之间的调节作用,这对中外合资企业的运营实践具有一定的指导意义。
     当然,由于研究者本身的学术素养和客观条件的限制,本研究尚存在诸多不足之处,对此,本文最后部分提出了本研究的局限性以及在未来还需要深入研究的若干问题。
Joint venture is an important way used by multinational company for global expand, it also amain approach for organizational learning and knowledge acquiring used by companies indeveloping country. Nowadays the theories mainly discussed on joint-venture company'soperation and management from the view of multinational company. But joint venture as anorganizational forth built by multinational and local company, there are few researches analyzedthe control problem from the view of local company; management control and knowledgeacquiring are two important topics in research of JV, the existing research analyzed themseparately. This makes it becomes blur how the local company accomplished its strategic goal bymanaging the joint venture efficiently, disclosing the relationship between them have realisticmeaning.
     As the shortage existing in present researches, Based on the Sino-foreign joint venture, thisstudy analyzed the formation of management control structure in Sino-foreign joint venturecompanies from the Chinese cooperate partner's point of view. This research have analyzed thebargaining power's influences on manage control structure of joint venture by using bargainingpower theory and management control theory. Further by using the organizational learning theory,this paper finds how the strategic and operational control influence different kinds of knowledgeacquiring of Chinese cooperate partner. This finding suggests that learning ability and cooperationtrust have moderate effect to management control and knowledge acquiring, which are validatedby demonstration. Based on the data gained by questionnaires, we testified the relationshipbetween bargaining power theory and management control, and identified the influence ofmanagement control on tacit and explicit knowledge acquiring. This explorative study may be aguide for joint venture management practice.
     Based on the theoretic discussions and sample company's demonstrations, this study gets theconclusions as follows: (1) The result of joint venture management control is a negotiation of bothpartners, such a result is dependent on the bargaining power of each one of the cooperation. In thefour factors of the bargaining power, strategic importance of foreign partners to the Chinese onepromote it accomplish strategic and operational control; when Chinese partners have more choices, the operational control to the joint-venture company is lower. This study also found thenon-capital resources input by Chinese partners had positive effect on the management controlstructure. But the capital resources input had no remarkable effect on the management controlstructure, which means that although Chinese partners can input more capital resources to holdmore equity, it can't make sure that Chinese partners can hold the strategic and operational controlnecessarily. (2)This study testified that Chinese partner's operational control to the joint venturedescrease its knowledge acquiring whatever the knowledge type is tacit or explicit. And the effectof Chinese partner's strategic control to tacit and explicit knowledge acquiring is not significant.So this finding makes it clear the relationship between joint venture management control andknowledge acquiring.(3)Discussion of the characteristic of joint venture, we get the conclusionthat the joint venture larger, the knowledge acquired by Chinese partner is more; when the jointventure starts earlier, the knowledge acquired by Chinese partner is less; when Chinese partnerhold equal equity with foreign one, the knowledge acquired by Chinese partner is higher than thatholds more or less. Moreover there are remarkable differences in the knowledge acquired byChinese partner when considering the origin country of foreign partners, the knowledge acquiredfrom EU and USA partners have highest level, less from Japan, and lest from Singapore, HongKong and Taiwan.(4)Cooperation trust have moderate effect on the relationships betweenmanaging control and knowledge acquiring, but learning ability haven't such a role in my study.All this findings deepen the understandings of the effect of Cooperation trust and learning abilityto organizational learning and knowledge acquiring.
     All the conclusions mentioned above make us have a furthermore complete and deepunderstand the relations of bargaining power, management control and knowledge acquiring injoint venture which built by China and foreign countries. Dependent on exist theories, thisresearch get some more findings as follows: (1)This article discloses the influence mechanism onjoint venture by different bargaining power of Chinese parent company based on bargainingtheory and management control theory. (2)This article innovatively builds a model about therelations between joint venture management control and knowledge acquiring, explains theinfluence of strategic and operative control on different kinds of knowledge, even more presents agood solution and suggestion on how to effectively deal with the relations of management controland knowledge acquiring especially for the joint venture in developing countries as our country, which I think may be explorative. (3)This article finds that there exist differences to knowledgeacquiring on the characteristics such as foundation time of joint venture, joint venture scale, theequity of Chinese partner and the origin country of foreign partner, then clearly testified thatlearning ability and cooperation trust have moderate effect on management control and knowledgeacquiring. The two findings may have meaning to guide the operational practice of joint venture.
     Certainly, this research does exit many limitations, we point out the deficiency of this studyand future research at last part of this paper.
引文
1 资料来源:李维安,李宝权,跨国公司在华独资倾向成因分析:基于股权结构战略的视角,管理世界,2003(1):60
    2 资料来源:国家统计局网站,http://www.stats.gov.cn/tjsj/ndsj/2005/indexch.htm
    3 资料来源:中国经济时报,http://cesnew.com/Html/cjbd/11231019226268.html
    4 资料来源:中国工业报,http://www.cinn.cn/show.asp?classid=25&ID=22605&ArticlePage=1
    5 以上内容来自:[美]艾伦·S·格特曼,国际合资企业:如何建立和管理合资企业,北京:经济科学出版社,2002:13-15
    [1] Anh, RT.T., Baughn, C.C., Hang, N.T.M., Neupert, K.E., Knowledge acquisition from foreign parents in international joint ventures: An empirical study in Vietnam [J]. International Business Review, 2006, 15: 463-487.
    [2] Arino, A., Torre, J., Learning from failure: toward an evolutionary model of collaborative ventures [J]. Organization Science, 1998, 9, 306-325.
    [3] Aulakh, ES., Kotabe, M., Sahay, A., Trust and performance in cross-border marketing partnerships: A behavioral approach. Journal of International Business Studies [J]. 1996, 27(5): 1005-1032.
    [4] Bacharach, S.B., Lawler, E.J., Bargaining: Power, Tactics, and Outcomes [M]. Jossey-Bass, San Francisco, CA. 1984.
    [5] Badaracco, J.L., The Knowledge Link: How Firms Compete Through Strategic Alliances [M]. Harvard Business School Press, Boston, MA. 1991.
    [6] Baird, I. S, Lyles, M. A, Wharton, R., Joint venture success: a Sino-U.S. perspective [J]. International Studies of Management & Organization, 1990,20(1): 125-134.
    [7] Barney, J.B., Firm Resources and Sustained Competitive Advantage [J]. Journal of Management, 1991, 17(1): 99-120.
    [8] Barney, J.B., Hansen, M.H., Trustworthiness as a source of competitive advantage [J]. Strategic Management Journal, 1994, 15:175-190.
    [9] Baron, R., Kenny, D. The moderator-mediator variable distinction in social psychological research[J]. Journal of Personality and Social Psychology,19 86,51:1173-1182
    [10] Barkema, H. G, Vermeulen, F., What differences in the cultural backgrounds of 18, partners are detrimental for international joint ventures [J]. Journal of International Business Studies, 1997, 28(4):845-864.
    [11] Bartlett, C. A., Ghoshal, S. Managing across boarders[M]. Cambridge: HBS Press, M.A. 1989.
    [12] Beamish, P. W. Joint Ventures performance in Developing Countries. Unpublished doctoral dissertation, University of Western Ontario, 1984
    [13]Beamish,P.W.The Characteristic of Joint Ventures in Developed and Developing Countries[J].Columbia Journal of World Business,1985,20(3):13-19.
    [14]Beamish, P. W., The Characteristics of joint ventures in the People's Republic of China [J]. Journal of International Marketing, 1993,l(2):29-48.
    [15]Beamish, P. W., Banks, J. C, Equity joint ventures and the theory of the multinationl enterprise [J]. Journal of International Business Studies, 1987, 18(2):1-16.
    
    [16]Beamish, P. W., Berdrow, I., Learning from IJVs: The unintended outcome [J]. Long Range Planning. 2003, 36(3):285-303.
    [17]Berdrow, I., Lane, H.W., International Joint Ventures creating value through successful knowledge management [J]. Journal of World Business, 2003, 38(1): 15-30.
    [18]Blodgett, L.L., Partner contributions as predictors of equity share in international joint ventures [J]. Journal of International Business Studies , 1991, First Quarter: 63-78.
    [19]Bradley, D. G, Managing against expropriation [J]. Harvard Business Review, 1977, July-August: 75-83.
    [20]Bromiley, P., Cummings, L.L., Transaction costs in organizations with trust. Research Negotiation Organization. 1995, 5: 219-247.
    [21]Burt, R. S. The social structure of competition [M]. In N. Nohria & R. Eccles (Eds.), Networks, and organizations: Structure, form, and action: 57-91. Boston, MA: Harvard Business School Press. 1992.
    [22] Calantone, R. J., Zhao, Y. S., Joint ventures in China: A comparative study of Japanese, Korean, and U.S. partners [J]. Journal of International Marketing, 2001, 9(1): 1-23.
    [23]Chalos, P., O'Connor, N. G, Determinants of the use of various control mechanisms in US-Chinese joint ventures [J]. Accounting, Organizations and Society, 2004, 29: 591-608.
    
    [24] Child, J., Strategies of Control and Organizational Behavior [J]. Administrative Science Quarterly, 1973, 18(1): 1-17.
    [25] Child, J., Organization: A guide to problems and practice [M]. London: Harper & Row, 1984.
    [26] Child, J., Management in China During the Age of Reform [M]. Cambridge: Cambridge University Press, 1994.
    [27] Child, J., Faulkner, D., Strategies of Cooperation: Managing Alliances, Networks, and Joint Ventures [M]. New York: Oxford University Press, 1998.
    [28] Child, J, Markoczy, L., Host-Country Managerial Behaviour and Learning in Chinese and Hungarian Joint Ventures [J]. Journal of Management Studies, 1993, 30 (4):611-631.
    [29] Child, J, Yan., Predicting the performance of international joint ventures: A investigation in China [J]. Journal of Management Studies, 2003,40 (2):283-320.
    [30] Child, J, Yan., Investment and Control in IJV Case of China [J]. Journal of World Business, 1999,34(1): 3-15.
    [31] Child, J., Yan, Y., Lu, Y., Ownership and control in Sino-foreign joint ventures [M]. In: Beamish, P.W., Killing, J.P. (Eds.), Cooperative Strategies: Asian Pacific Perspectives. New Lexington Press, San Francisco,CA, pp. 181-225. 1997.
    [32] Choi, Chang-Bum., Beamish, P. W., Split management control and international joint venture performance [J]. Journal of International Business Studies,2004,35: 201-215.
    [33] Cohen, W. M., Levinthal, D. A., Absorptive capacity: A new perspective on learning and innovation [J]. Administrative Science Quarterly, 1990, 35(1): 128-152.
    [34] Contractor, F. J., Contractual and Cooperative Forms of International Business: Towards a Unified Theory of Model Choice [J]. Management International Review, 1990, 30(1):31-54.
    [35] Contractor, F., Lorange, P., Cooperative Strategies in International Joint Ventures [M]. Lexington: Lexington Books. 1988.
    [36] Crossan, M. M., Inkpen, A. C., Promise and reality of learning through Alliances [J]. The International Executive, 1994, 36(3): 263-273:
    [37] Crossan, M. M., Lane, H. W., White, R. E., An organizational learning framework: from intuition to institution [J]. Academy of Management Review, 1999, 24(3): 522-537.
    [38] Danis,W. M., Parkhe, A., Hungarian-Westem partnerships: A grounded theoretical model of intergration processes and outcomes, Journal of International Business Studies, 2002, 33(3): 423-455.
    [39] Das, T. K., Teng, B. S., Between trust and control: Developing confidence in partner cooperation in alliance [J]. Academy of Management Review, 1998, 23(3): 491-512.
    [40] Davenport, T. H. & Prusak, L., Working Knowledge [M]. Boston Harvard Business School Press. 1998.
    [41] Demirbag, M., Mirza, H., Inter-Partner Reliance, Exchange of Resources and Partners' Influence on Joint Venture's Strategy. Asia Pacific Research and Development Unit Discussion Paper Series. Bradford, UK: University of Bradford Management Centre. 1996.
    [42] Dhanaraj, C., Lyles, M.A., Steensma, H. K., Tihanyi, L., Managing tacit and explicit knowledge transfer in IJVs: the role of relational embeddedness and the impact on performance [J]. Journal of Intemational Business Studies,2004,35(3): 428-442.
    [43] Ding, D. Z., Control, conflict, and performance: A study of U.S -Chinese joint ventures [J]. Journal of Intemational Marketing, 1997, 5(3): 31-45.
    [44] Dyer, J. H. Effective interim collaboration: how firms minimize transaction costs and maximise transaction value [J]. Strategic Management Journal, 1997, 18(7): 535-556.
    [45] Emerson, R.A., Power-dependence Relations [J]. American Sociological Review, 1962,27:31-41.
    [46] Fagre,N., Wells, L.T., Bargaining Power of Multinationals and Host Governments [J]. Journal of Intemational Business Studies, 1982,13(3):9-23.
    [47] Fiol, C. M., Lyles, M. A., Organizational learning [J]. Academy of Management Review, 1985, 10(4): 803-813.
    [48]Franko, L. G., Joint venture survival in multinational cooperations [M]. New York: Praeger,1971.
    [49] Galaskiewicz, J., Interorganizational relations [J]. Annual Review of Sociology, 1985,11:281-304.
    [50]Gatignon, H. E., Anderson. The Multinational Corporation's Degree of Control Over Foreign Subsidiaries: An Empirical Test of a Transaction Cost Explanation [J]. Journal of Law, Economics, and Organization, 1988, 4(2): 305- 336.
    [51]Geringer, J. M., Strategic determinants of partner selection criteria in internaitonal joint ventures [J]. Journal of International Business Studies, 1991, 22(1): 41-63.
    [52]Geringer, J. M., Frayne, C. A., Human resource management and international joint venture control: A parent company perspective [J]. Management International Review, 1990, 30(Special issue), 103-120.
    [53]Geringer, J. M., Hebert, L., Control and Performance of International of Joint Ventures [J]. Journal of International Business Studies, 1989,20(2): 235-254.
    [54] Geringer, J. M., Hebert, L., Measuring performance of international joint ventures [J]. Journal of International Business Studies, 1991, 2nd quarter: 249-264.
    [55]Glaister, K. W., Husan, R., Buckley, P. J., International joint ventures an examination of core dimensions [J]. Journal of General Management, 2005, 30(4):43-72.
    [56]Gomes-Casseres, B., Joint venture instability: is it a problem [J]. Columbia Journal of World Business, 1987, Summer: 97-102.
    [57]Gomes-Casseres, Benjamin, Firm Ownership Preferences and Host Government Restrictions: An Integrated Approach, Journal of International Business Studies [J]. 1990, First Quarter: 1-22.
    [58] Grant R.M. The Resource-based Theory of Competitive Advantage: Implication for Strategy Formulation [J]. California Management Review,1991,33(3):114-135
    [59]Grant R.M. Toward a Knowledge-based Theory of the Firm [J]. Strategic Management Journal, 1996, 17:109-122.
    
    [60] Griffith, D.A., Hu, M.Y., Chen, H.Y., Formation and performance of multi-partner joint ventures: a Sino-foreign illustration [J]. International Marketing Review, 1998, 15(3): 171-187.
    [61] Groot, L. C. M., Merchant, K. A., Control of international joint ventures. Accounting [J]. Organizations and Society, 2000, 25, 579-607.
    [62] Gulati R., Does familiarity breed trust? The implications of repeated ties for contractual choices in alliances [J]. Academy of Management Journal, 1995, 38(1): 85-112.
    [63] Gupta, Anil K., Vijay Govindarajan., Knowledge Flows within Multinational Corporations [J]. Strategic Management Journal, 2000, 21: 473-496.
    [64] Hagedoorn, J., Schakenraad, J., The effect of strategic technology alliances on company performance [J]. Strategic Management Journal, 1994, 15(4): 291-309.
    [65] Hair, J. F., Anderson, R. E., Tatham, R. L., Black, W. C., Multivariate Data Analysis (Sth) [M]. New Jersey: Prentice-Hall Inc. 1998
    [66] Hamel, G., Competition for competence and inter-partner learning within international strategic alliance [J]. Strategic Management Journal, 1991, 12 (1): 83-103.
    [67] Harrigan, K. R., Strategies for Joint Ventures [M]. Lexington, Mass.: Lexington Books, 1985.
    [68] Harrigan, K.R., Manage for joint venture success [M]. Massachusetts, Lexington Books, Lexington, 1986.
    [69] Harrigan, K. R. Joint ventures and competitive strategy [J]. Strategic Management Journal, 1988, 9:141-158.
    [70] Harfigan, K. R., Newman, W. H., Bases of interorganization cooperation: propensity, power, persistence [J]. Journal of Management Studies, 1990, 27(4): 417-435.
    [71] Hebert, L., Beamish, P.W., The control-performance relationship in international vs. domestic joint ventures. Paper presented at the annual meeting of the Academy of Management, Dallas. 1994.
    [72] Hedlund, G., A Model of Knowledge Management and the N-Form Corporation [J]. Strategic Management Journal, 1994, 15:73-90.
    [73] Hennart, J. F., A Transaction Cost Theory of Equity Joint Venture [J]. Strategic Management Journal, 1988, 9:361-374.
    [74] Hennart, J., The transaction costs theory of joint ventures: An empirical study of Japanese subsidiaries in the United States [J]. Management Science, 1991, 37: 483-497.
    [75] Hill, R.C., Hellriegel, D., Critical contingencies in joint venture management: some lessons from managers [J]. Organization Science 1994, 5(4): 594-607.
    [76] Hobday, M., Telecommunications in Developing Countries: The Challenge from Brazil [M]. London: Routledge. 1990.
    [77] Huber, G. P., Organizational learning: the contributing process and the literatures [J]. Organization Science, 1991, 2(1): 88-115.
    [78] Hu, M. Y., Chen, H., An empirical analysis of factors explaining foreign joint venture performance in China [J].Journal of Business Research, 1996, 5(2): 165-173.
    [79] Hung, C. L., Strategic Business Alliances Between Canada and the Newly Industrialized Countries of Pacific Asia [J]. Management International Review, 1992, 345-361.
    [80] Inkpen, A. C., An examination of knowledge management in international joint venture [M]. In P. W. Beamish & J. P. Killing (Eds.), Cooperative strategies:North American perspectives: 337-369. San Francisco, CA: The new Lexington Press. 1997.
    [81] Inkpen, A. C., Learning and knowledge acquisition through international strategic alliances [J]. Academy of Management Executive, 1998, 12(4): 69-80.
    [82] Inkpen, A. C., Learning Through Joint Ventures: A Framework of Knowledge Acquisition [J]. Journal of Management Studies, 2000, 37(7): 1020-1044.
    [83] Inkpen, A. C., Beamish, P. W., Knowledge, Bargaining Power, and the instability of international joint ventures [J]. Academy of Management Review, 1997, 22(1): 177-202.
    [84] Inkpen, A C., Crossan, M. M., Believing is seeing: joint ventures and organization learning [J]. Journal of management studies, 1995, 32(5): 595-613.
    [85]Inkpen, A C, Currall, S.C., The nature, antecedents, and consequences of joint venture trust [J]. Journal of International Management, 1998, 4 (1): 1-20.
    [86]Inkpen, A C, Currall, S.C., The Coevolution of Trust, Control, and Learning in Joint Ventures [J]. Organization Science, 2004, 15(5): 586-599.
    [87]Inkpen, A. C, Dinur,A., Knowledge management process and international joint ventures [J]. Organization Science, 1998, 9(4): 454-468.
    [88] Jaeger, A. M., Baliga, B. R., Control System and Strategic Adaptation: Lessons from Japanese Experience, Strategic management Journal, 1985, 6: 115-134.
    [89]Jaussaud, J., Schaaper, J., Control mechanisms of their subsidiaries by multinational firms: A multidimensional perspective [J]. Journal of International Management, 2006, 12 (1): 23-45.
    [90]Kale, P., Singh, H., Perlmutter, H., Learning and protection of proprietary assets in strategic alliance: building relational capital [J]. Strategic Management Journal, 2000, 21(3): 217-237.
    [91]Killing, J.P., Strategies for Joint Venture Success [M]. Praeger Publishers, New York, NY, 1983.
    [92] Kim, W. C, The effects of competition and corporate political responsiveness on multinational bargaining power [J]. Strategic Management Journal, 1988, 9(3): 289-295.
    [93]Kogut, B., Joint ventures: theoretical and empirical perspectives [J]. Strategic Management Journal, 1988, 9 (4): 319-332.
    [94]Kogut, B., H. Singh., The effect of national culture on the choice of entry mode [J]. Journal of International Business Studies ,1988, 19(2): 411-432.
    [95]Kogut, B., Zander, U., Knowledge of the firm, combinative capabilities, and the replication of technology [J]. Organization Science, 1992, 3: 383-397.
    [96]Kogut, B., Zander U., Knowledge of the Firm and the Evolutionary Theory of the Multinational Corporation[J] Journal of International Business Studies, 1993, 24(4): 625-645.
    [97]Koza, M.P., Lewin, A.Y., The coevolution of strategic alliances[J]. Organization Science, 1998, 9: 255-264.
    [98] Kumar, S., Seth, A., The design of coordination and control mechanisms for managing joint venture-parent relationships [J]. Strategic management Journal, 1998, 19: 579-599.
    [99] Lane, P. J., Lubatkin, M., Relative absorptive capacity and interorganizational learning [J]. Strategic Management Journal, 1998, 19 (5): 461-477.
    [100] Lane, P. J., Salk, J., Lyles, M. A., Absorptive capacity, learning, and performance in international joint ventures [J]. Strategic Management Journal, 2001, 22 (11): 1139-1161.
    [101] Lecraw, D. J., Bargaining Power, Ownership, and Profitability of Transnational Corportations in Developing Countries [J]. Journal of International Business Studies, 1984, Summer: 27-43.
    [102] Lee, C., Beamish, P. W., The characteristics and performance of Korean joint ventures in LDCs [J]. Journal of International Business Studies, 1995, 26(3): 637-655.
    [103] Lee, J. R., Chen, W. R., Kao, C., Bargaining power and the trade-off between the ownership and control of international joint ventures in China, Journal of Intemational Management, 1998, 4: 353-385.
    [104] Levitt, B., March, J. G., Organizational learning [J]. Annual Review of Sociology, 1988, 14: 319-340.
    [105] Li, J., Lam, K., Qian, G., Does culture affect behavior and performance of firms? The case of joint ventures in China [J]. Journal of International Business Studies, 2001, 32(1): 115-131.
    [106] Li, J., Shenkar, O., In search of complementary assets: co-operative strategies and knowledge seeking by prospective Chinese partners [M]. in John Child and Yuan Lu, eds., Management Issues in China: International Enterprises, London: Rutledge, pp. 52-64. 1996.
    [107] Lin, X., Germain, R., Sustaining satisfactory joint venture relationships: The role of conflict resolution strategy [J]. Journal of International Business Studies, 1998, 29(1): 179-196.
    [108] Lin, X. Local Partner Acquisition of Managerial Knowledge in International Joint Ventures [J]. Management International Review, 2005, 45(2):219-237.
    [109]Lu, Jane W., Xu, Dean. Growth and survival of international joint ventures: An external-internal legitimacy perspective. Journal of Management, 2006, 32(3): 426-448
    [110]Luo, Y., Business strategy, market structure, and performance of international joint ventures: the case of joint ventures in China [J]. Management International Review, 1995, 35(3): 241-264.
    [111]Luo, Y, Toward a conceptual framework of international joint venture negotiations [J]. Journal of International Management, 1999, 5(2): 141-165.
    [112]Luo ,Y, Shenkar, O., Nyaw ,Mee-Kau., A dual parent perspective on control and performance in international joint ventures: Lessons from a developing economy [J]. Journal of International Business Studies, 2001, 32(1):41-58.
    [113]Luo, Y, Shenkar, O., An empirical inquiry of negotiation effects in cross-cultural joint ventures [J]. Journal of International Management, 2002, 8(2): 141-162.
    [114]Luo, Y, Peng, M.W., First mover advantages in investing in transitional economics [J]. Thunderbird International Business Review, 1998, 40(2):141-163.
    [115]Lyles, M. A., Baird, I. S., Performance of international joint ventures in two eastern European countries: The case of Hungary and Poland [J]. Management International Review; 1994, 34(4): 313-329.
    [116]Lyles, M. A., Carter, N. M., Baird, I. S., New ventures in Hungary: The impact of US partners [J]. Management International Review, 1996, 36(4): 355-370.
    [117]Lyles, M. A., Salk, J. E., Knowledge acquisition from foreign parents in international joint ventures: An empirical examination in the Hungarian context, Journal of International Business Studies [J]. 1996, 27, Special Issue: 877-903.
    [118]Madhok, A., Revisiting multinational firms' tolerance for joint ventures: A trust-based approach [J]. Journal of International Business Studies, 1995, 26(1): 117-137.
    [119]Makhija, M. V., Ganesh, U., The Relationship Between Control and Partner Learning in Learning-related Joint Ventures [J]. Organization Science, 1997, 5:508-520.
    [120]Makino, S., Delios, A., Local Knowledge transfer and Performance: Implications for Alliance Formation in Asia [J]. Journal of International Business Studies, 1996, 27(5), Special Issue: 905-927.
    [121] March, J. G., Exploration and exploitation in organizational learning, Organization Science, 1991, 2(1): 71-87.
    [122]Mjoen, H., Tallman, S., Control and Performance in International Joint Ventures [J]. Organization Science, 1997, 8(3):257-274.
    [123]Mohr, A. T., The relationship between Trust and Control in International Joint Ventures (IJVs)-An empirical analysis of Sino-German Equity Joint Ventures, Paper presented at the Academy of Management Conference 2002, August 9-14, Denver, USA.
    [124]Mohr, A. T., A multiple constituency approach to IJV performancemeasurement [J]. Journal of World Business, 2006, 41: 247-260.
    [125]Moon, C. W., Lado, A. A., MNC-Host Government Bargaining Power Relationship: A Critique and Extension Within the Resource-Based View [J]. Journal of Management, 2000, 26(1):85-117.
    [126]Mowery, D. C, Oxley, J. E., Silverman, B. S. Strategic alliances and interfirm knowledge transfer [J]. Strategic Management Journal, 1996, 17: 77-91
    [127]Mowery, D.C., Oxley, J.E., Silverman, B.S. The Two Faces of Partner-specific Absorptive Capacity: Learning and Cospecialization in Strategic Alliances, in F.J. Contractor and P. Lorange (eds.) Cooperative Strategies and Alliances, Elsevier Science: Amsterdam 2002, pp: 291-319.
    [128]Nakamura, M., Yeung, B., On the determinants of foreign ownership shares: Evidence from US firms' joint ventures in Japan [J]. Managerial and Decision Economics, 1994, 15, 95-106.
    [129]Nelson R. R., Winter, S. G. An Evolutionary Theory of Economic Change [M]. Cambridge, Mass: Belknap Press, 1982
    [130]Nooteboom, B., Trust, Opportunism and Governance: A Process and Control Model [J]. Organization Studies, 1996, 17(6): 985-1010.
    [131] Nooteboom, B, Berger, H., Noorderhaven, N.G., Effects of trust and governance on relational risk [J]. Academy of Management Journal 1997, 40: 308-338.
    [132] Nonaka, I., A dynamic theory of organizational knowledge creation [J].Organization Science, 1994, 5(1): 14-37.
    [133] Nonaka I., Takeuchi H. The knowledge-creating company: how Japanese companies create the Dynamics of Innovation[M], New York: Oxford University Press, 1995.
    [134] Nunnally, J. C.Psychometric theory (2nde d)[M].New York:McGraw-Hill, 1978
    [135] Osborn, R.N., Baoghn, C.C., Forms of interorganizational governance for multinational alliance [J]. Academy of Management Journal 1990, 33(2): 503-519.
    [136] Osland, G. E., Cavusgil, S.T., Performance issues in US-China joint ventures, California Management Review, 1996, 38(2): 106-130.
    [137] Osland, G.E., Cavusgil, S.T., The use of multiple-party perspectives in international joint venture research [J]. Management International Review, 1998, 38(3): 191-202.
    [138] Pan, Y., Influences on foreign equity ownership level in joint ventures in China, Journal of International Business Studies, 1996, 27(1): 1-26.
    [139] Pan, Y., The formation of Japanese and U.S. equity joint ventures in China [J]. Strategic Management Journal, 1997, 18(3): 247-254.
    [140] Pan, Y., Chi, E S. K., Financial performance and survival of multnational corporations in China [J]. Strategic Management Journal. 1999, 20(4): 359-374.
    [141] Pangarkar, N., Klein, S., The Impact of Control on International Joint Venture Performance: A Contingency Approach [J]. Journal of International Marketing, 2004, 12(3): 86-107.
    [142] Park, S.H., Ungson, G. R., The effect of national culture, organizational complementarity, and economic motivation on joint venture dissolution [J]. Academy of Management Journal, 1997, 40(2): 279-307.
    [143] Parkhe, A., Building Trust in International Alliances [J]. Journal of World Business, 1998, 33:417-437.
    [144]Peteraf MA. The cornerstones of competitive advantage, a resource based view [J]. Strategic Management Journal. 1993,14: 179-191.
    [145]Pfeffer, J., Salancik, G. R., The External Control of Organizations [M]. New York: Harper & Row, 1978.
    
    [146]Polanyi, M. The tacit dimension [M]. New York: Anchor Day Books. 1966.
    [147]Pothukuchi, V, Damanpour, F., Choi, J., Chen, C. C, Park, S. H., National and organizational culture difference and international joint venture performance [J]. Journal of International Business Studies, 2002, 33(2): 243-266.
    [148]Poynter, T.A., Government intervention in less developed countries: the experience of multinational companies [J]. Journal of International Business Studies, 1982 , Spring-Summer: 9-25.
    [149]Poynter, T.A., Multinational enterprise and government intervention [M]. New York: St. Martins Press. 1985.
    [150]Poynter, T.A., Managing government intervention: a strategy for defending the subsidiary [J]. Columbia Journal of World Business, 1986, Winter: 55-65.
    [151]Pucik, V, Strategic alliances, organizational learning, and competitive advantage: the HRM agenda [J]. Human Resource Management, 1988, 27(1): 77-93.
    [152] Purser, R.; Pasmore, W; Organizing for learning [M]. In Woodman, R and Pasmore, W. (Eds.), Research in Organizational Change and Development (pp.37-114), Vol. 6, Greenwich, Conn: JAI Press, 1992.
    [153]Reus, T. H., Ritchie III, W. J., Interpartner, Parent, and Environmental Factors Influencing the Operation of international joint ventures: 15 years of research [J]. Management International Review, 2004, 44(4): 369-395.
    [154]Richter, Frank-Jurgen., Vettel, K., Successful joint ventures in Japan: Transferring knowledge through organizational learning [J]. Long Range Planning, 1995, 28(3), 37-45.
    
    [155]Ring, P. S., Van de Ven, A. H. Structuring cooperative relationship between organizations [J]. Strategic Management Journal, 1992, 13: 483-498
    [156]Ring, P.S., Van de Ven, A.H., Developmental processes of cooperative interorganizational relationships [J]. Academy of Management Review, 1994, 19(1): 90-118.
    [157]Robson, M.J., Leonidou, L.C., Katsikeas, C. S., Factors influencing international joint venture performance: theoretical perspectives, assessment, and future directions [J]. Management International Review, 2002,42(4): 385-419.
    [158]Root, F. R., Some Taxonomies of International Cooperative Arrangement, in Farok Contractor and Peter Lorange eds., Cooperative Strategies in International Business, Lexington, Mass: Lexington Books, pp.69-80,1988.
    [159]Salk, J. E., Shared management joint ventures: Their developmental patterns, challenges and possibilities. Unpublished Ph. D. Dissertation, Sloan School of Management, Massachusetts Institute of Technology, Cambridge, Massachusetts, 1992.
    [160]Schaan, J. L., Parent Control and joint Venture Success: The Case of Mexico, Unpublished Doctoral Dissertation, University of Western Ontario, Canada. 1983.
    [161]Sveiby, K-E., The New Organizational Wealth: Managing & Measuring Knowledge-Based Assets [M]. San Francisco: Barrett-Hoehler Publishers, Inc. 1997.
    [162]Shenkar, O., Li, J., Konwledge search in internaional cooperative ventures [J]. Organization Science, 1999, 10(2): 134-143.
    [163]Shenkar, O., Y. Zeira, Human Resources Management in International Joint Ventures: Directions for Research [J]. Academy of Management Review, 1987, 12,: 546-557.
    [164] Si, S. X., Bruton, G D., Knowledge Transfer in International Joint Ventures in Transitional Economies: the China Experience [J]. Academy of Management Executive, 1999, 13(1): 83-90.
    [165] Si, S. X., Bruton, G D., Knowledge acquisition, cost savings, and strategic positioning: effects on Sino-American IJV performance [J]. Journal of Business Research, 2005, 58(11):1465-1473.
    [166]Simonin, B. L., The importance of collaborative know-how: an empirical test of the learning organization [J]. Academy of Management Journal, 1997, 40: 1150-1174.
    [167]Simonin, B. L., Ambiguity and the process of knowledge transfer in strategic alliance [J]. Strategic Management Journal, 1999, 20(6): 595-623.
    [168]Simonin, B. L., An empirical investigation of the process of knowledge transfer in international strategic alliances, Journal of International Business Studies, 2004, 35 (3): 407-427.
    [169] Stop ford, J. M., L. T. Wells, Managing the Multinational Enterprise [M]. New York:Basic Books. 1972.
    [170]Tallman, S., Shenkar, O., International cooperative venture strategies: Outward investment and small firms NICs [J]. Management International Review, 1990, 30(4): 299-315.
    [171]Tallman, S.B., Shenkar, O., International cooperative ventures strategies: Outward investment and small firms from NICs [J]. Management International Review, 1994, Special Issue (2): 75-91.
    [172]Teece, D. J., Firm organization, industrial structure, and technological innovation [J]. Journal of Economic Behavior and Organization, 1996, 31: 193-224.
    [173]Tiemessen, I., Lane, H. W., Crossan, M. M., Inkpen, A. C, Knowledge management in international joint ventures [M]. In P. W. Beamish & J. P. Killing (Eds.), Cooperative strategies: North American perspectives: 370-399. San Francisco, CA: The new Lexington Press. 1997.
    [174]Tomlinson, J. W.C. The joint venture process in international business: India and Parkistan[M]. Cambridge, Mass: MIT Press, 1970.
    [175]Tsang, E. W K., A Preliminary typology of learning in international strategic alliances[J] Journal of World Business,1999,34(3):211-229.
    [176]Tsang, E. W K., Managerial learning in foreign-invested enterprises of China [J] .Management International Review, 2001, 41(1): 29-51.
    [177]Tsang, E. W K., Acquiring knowledge by foreign partners for international joint ventures in a transition economy: Learning-by-doing and learning myopia [J]. Strategic Management Journal. 2002, 23(9): 835-854.
    
    [178]Tsang, E. W. K., Nguyen, D. T., Erramilli, M. K., Knowledge Acquisition and Performance of Intemational Joint Ventures in the Transition Economy of Vietnam [J]. Journal of International Marketing, 2004, 12(2):82-103.
    [179] Tyebjee, T., A Typology of Joint Ventures: Japanese Strategies in the United States [J]. California Management Review, 1988, 31:75-86.
    [180] Uzzi, B., Social structure and competition in interfirm network: The paradox of embeddedness [J]. Administrative Science Quarterly, 1997.42(1): 35-67.
    [181] Wang, P., Tong, T. W., Koh. C. P., An integrated model of knowledge transfer from MNC parent to China subsidiary [J]. Journal of World Business, 2004, 39(1): 168-182.
    [182] Wang, Y., Nicholas, S., Knowledge transfer, knowledge replication, and learning in non-equity alliance:operating contractual joints in China [J]. Management International Review, 2005, 45(1): 99-118.
    [183] West, M. W., Think Ahead: The Jointly-Owned Subsidiary [J]. Harvard Business Review, 1959, July-August.
    [184] Williamson, O. E., The Economic Institutions of Capitalism [M]. New York : The Free Press. 1985.
    [185] Yan, A., Structural stability and reconfiguration of international joint ventures [J]. Journal of International Business Studies, 1998, 29(4): 773-796.
    [186] Yan, A., Child, J., An Analysis of Strategic Determinants, Learning and Decision-Making in Sino-British Joint Ventures [J]. British Journal of Management, 2002, 13:109-122.
    [187] Yan, A., Child, J., Investors' Resources and Management Participation in International Joint Venture: A Control Perspective [J]. Asia Pacific Journal of Management, 2004, 21 (3): 287-304.
    [188] Yan, A., Gray, B., Bargaining power, management control, and performance in U.S.-China joint ventures: A comparative case studies [J]. Academy of Management Journal, 1994, 37(6): 1478-1518.
    [189] Yan, A., Gray, B., Antecedent and effect of parent control in joint international ventures [J]. Journal of Management Studies, 2001, 38(3) : 393-416.
    [190] Yong Suhk Pak., Young-Ryeol Park., A Framework of Knowledge Transfer in Cross-border Joint Ventures: An Empirica Test of the Korean Context [J]. 2004, 44(4): 417-444.
    [191] Zahra SA, Ireland RD, Hitt MA. International expansion by new venture firms: International diversity, mode of makret entry, technological learning, and performance. 2000, Academy of Management Journal 43(5): 925-950
    [192] Zahra, S. A., George, G, Absorptive capability: A review, reconceptualization, and extension[J]. Academy of Management Review, 2002, 27 (2): 185-203.
    [193] Zeira, Y., Newburry, W., Yeheskel, O., Factors affecting the effectiveness of equity international joint ventures (EJVs) in Hungary [J]. Management International Review, 1997, 37(3) :259-279.
    [194] Zhang, Yan., Li, Haiyang., The control design and performance in international joint ventures: a dynamic evolution perspective [J]. International Business Review, 2001, 10:341-362.
    [195] Zhao, Z., Anand, J., Mitchell, W., A Dual Networks Perspective on Inter-Organizational Transfer of R&D Capabilities: International Joint Ventures in the Chinese Automotive Industry, Journal of Management Studies [J]. 2005, 42(1): 127-160.
    [196] Arthur Andersen Business Consulting, 知识管理的第一本书[M].台北:商周出版社,2000.
    [197] [美]艾伦·S·格特曼,国际合资企业:如何建立和管理合资企业[M].北京:经济科学出版社,2002.
    [198] [加]保罗·毕密斯,发展中国家的跨国合资企业[M].南京:东南大学出版社,1991.
    [199] [美]彼得·德鲁克,管理的实践[M].北京:机械工业出版社,2006年.
    [200] 陈炳才,我们是否需要控股[J].管理世界,1998(1):103-107.
    [201] 成志明,中外合资企业控制模型解析[J],江海学刊, 2000(6):29-32.
    [202] 成志明,中美合资南京艾欧史密斯热水器有限公司解体之剖析[J].管理世界,1999(4):189-196.
    [203] 韩福荣,徐艳梅,中外合营企业管理现状实证分析与对策研究[J].管理世 界,1995(6):140-150.
    [204] 李怀祖,管理研究方法论[M].西安:西安交通大学出版社,2004.
    [205] 李新春,产品联盟与技术联盟:我国中外合资、合作企业的技术学习行为分析[J].中山大学学报(社会科学版),1998(1):90-97.
    [206] 李维安,李宝权,跨国公司在华独资倾向成因分析:基于股权结构战略的视角[J].管理世界,2003(1):57-62.
    [207] 李维安,吴先明,中外合资企业母公司主导型公司治理模式探析[J].世界经济与政治,2002(5):52-56.
    [208] 刘重,天津市合资企业的外商控股问题[J].经济研究参考,1999(34):33-36.
    [209] 卢昌崇,李仲广,郑文全,从控制权到收益权:合资企业的产权变动路径[J].中国工业经济,2003(11):34-40.
    [210] 路耀兵,王心见,跨国公司在中国合资策略与管理的研究[J].管理世界,1996(2):139-147.
    [211] 栾兴利,合资企业非组织控制与对策研究[J].经济理论与经济管理,1995(4):67-72.
    [212] 马庆国,管理统计——数据获取、统计原理SPSS工具与应用研究[M].北京:科学出版社,2002.
    [213] 苏晓华,张书军.中外合资企业的控制演变及中方学习机制的构建[J].科研管理,2006(1):47-54.
    [214] 汪浩,朱国玮.管理控制权与学习效率[J].经济管理,2005(10):76-84
    [215] 王披恩,许柏香.中新合资企业的控制机制研究:关于中新合资企业新方母公司控制关键职位[J].改革,1999(5):119-126
    [216] 吴明隆.SPSS统计应用实务—问卷分析与应用统计[M].北京:科学出版社,2003
    [217] 夏友富,正确对待跨国公司在华投资控股问题[J].管理世界,1997(6):59-77
    [218] 许壵,汪浩,跨国公司对中外合资企业控制关键点的实证研究[J].南开管理评论,2005(6):68-74.
    [219] 杨忠,跨国公司控制合资企业的股权控制方式研究[J].南京大学学报,2001(5):136-144.
    [220] 杨忠,跨国公司控制合资企业机制研究[M].南京:江苏人民出版社,2002.
    [221] 曾华群,跨国公司参与合资企业的股权策略浅析[J].南开经济研究,1990(5):74-77.
    [222] 张上塘,理智看待外资控股[J].管理世界,1998(1):100-102.

© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号

地址:北京市海淀区学院路29号 邮编:100083

电话:办公室:(+86 10)66554848;文献借阅、咨询服务、科技查新:66554700