产品内贸易:原理、效应及对中国的适用性分析
详细信息    本馆镜像全文|  推荐本文 |  |   获取CNKI官网全文
摘要
产品内贸易是近几年来理论界与实务界争论的热点。各方对产品内贸易的正面作用、负面效应以及中国是否适合继续做产品内贸易等问题存在很多分歧。本文一开始避开这些争议,从产品内贸易在东亚发展的特征事实入手,阐明产品内贸易的基本原理,接着站在客观的立场上,用描述性统计、理论分析与实证计量相结合的方法,较为全面的检验了产品内贸易对贸易的效应以及对宏观经济的效应,在此基础之上得出本文的结论并给出进一步开展产品内贸易的政策建议。
     本论文共分六章,各部分的主要内容如下:
     第一章为引论,介绍了本文的研究背景及研究意义,对国内外相关文献进行了综述,说明了本文的逻辑结构和主要创新。
     第二章从三个角度探讨了产品内贸易在东亚发展的特征事实。第一个角度是从贸易流本身出发,发现东亚的贸易流量出现了非线性增长的势头;第二个角度的观察来自于东亚经济增长与产业升级;第三个角度是从东亚整体的经济贸易模式方面进行考察,发现“雁阵模式”已经破产,取而代之的是东亚国际生产网络,中国在其中发挥了重要作用,并形成一种新的“三角贸易模式”。之后,站在产品内贸易的视角,对这些特征事实进行了初步解释。
     第三章解释了产品内贸易的成因,指出技术进步导致的模块化生产方式与贸易成本下降引发了产品内贸易。接着,对产品内贸易等相关概念进行界定,对1997、2000、2002年我国各部门垂直专业化比率进行测算,发现通讯、机械制造业垂直专业化比率较高。然后分析了产品内贸易的理论基础——比较优势与规模经济。详细阐述了Deardorff对产品内贸易条件下比较优势的界定。运用二维平面图,说明比较优势与规模经济对产品内贸易的作用。随后分析了产品内贸易的两种组织形式,强调特定要素的稀缺引发了外包,技术禀赋差异引起垂直专业化,并借助Grbssman与Helpman的模型加以论证。在章末,实证检验了产品内贸易的影响因素,发现良好的基础设施、较低的劳动力工资、较低的单位邮电费用以及大量的FDI能够促进产品内贸易的发展。
     第四章回顾了加工贸易、中间产品贸易这两种产品内贸易形式在中国发展的情况,接着考察产品内贸易对贸易流量的影响。随后用RCA、LFI指数分别测算了我国的贸易竞争力与出口商品结构,发现在机械、电子等产品内贸易程度较高的行业,我国贸易竞争力得到了提升,相应的出口商品结构也呈现出高度化的趋势。但是我国的要素禀赋特征并没有发生根本性改变,在价值增值链中依然处于低端。这些变化是产品内贸易带来的假象。一旦跨国公司将生产环节转移到别国,我国贸易竞争力就可能发生逆转。接下来用主流方法测算了1995年至2006年我国四种贸易条件的变动趋势,发现除价格贸易条件之外,我国收入贸易条件、单要素贸易条件、双要素贸易条件均得到改善。编制了四种中间产品进口价格指数并与其他进口价格指数进行对照,发现2002年之后价格贸易条件呈现恶化,并非产品内贸易导致的。在章末,用WTO的统计数据,说明产品内贸易并非是我国贸易摩擦的根源。产品内贸易的外销渠道大多由外方控制,因而能有效避免贸易摩擦。
     第五章从五个方面研究了产品内贸易对宏观经济的影响。首先,区分了垂直一体化与外包这两种产品内贸易的组织形式对技术外溢的影响,将交易成本引入到Pack与Saggi(2001)的外包模型,扩展了原始模型的结论。运用实证计量的方法,检验了影响我国技术水平提升的因素。接着,分析了产品内贸易促进经济增长的机理,主要有闲置资源的充分利用与“干中学”效应,然后用简单的国民经济恒等式测算了产品内贸易对经济增长的贡献率、贡献度。随后实证检验了产品内贸易进出口、一般贸易进出口与GDP之间的关系,发现产品内贸易出口比一般贸易出口更能促进经济增长。在该章的三、四两节,分别研究了产品内贸易对我国收入分配、就业的影响。其主要结论是:过快的产业升级会拉大我国收入差距,适当的承接符合我国劳动力要素禀赋特征的中间产品生产环节,能够增加就业,缩小收入差距。第五节研究了产品内贸易的国际收支效应。发现产品内贸易是我国外贸顺差的主要来源,它的发展也带来我国外汇储备激增的问题。由于产品内贸易自身的特点,很难通过汇率调整削减顺差。在节末构造了VAR系统,用脉冲响应函数、方差分解等方法进行了实证检验。
     第六章是全文的结论。通过理论分析与实证检验,对产品内贸易做出客观的评价,并就进一步开展产品内贸易提供对策建议。
Intra-product trade is the hot topic both theoretically and practically in recent years. Each party has many divergences about the positive and negative effects of intra-product trade and whether China is adapt to develop it. This dissertation avoids these controversies firstly, it starts with the characteristic of the intra-product trade which develops in East Asia, it elaborates the fundamental principals of intra-product trade, and then from the objective point of view, it combines describing statistics, theoretical analysis and empirical analysis in order to check up the intra-product trade's effects on trade itself and macro economy. Basing on it, we draw the conclusions and bring forward the political advice on the further development of intra-product trade.
     This dissertation is divided into six sections, the major contents of each part is as follows:
     The first chapter is the introduction; it introduces the background and study purpose of this dissertation, summarizes the related literature both in China and abroad, explains the logistics and major innovations of this dissertation.
     The second chapter discusses the characteristics of intra-product trade which develops in East Asia from three angles. The first angle is from the trade flow itself, it discovers the non-linear trend of East Asia trade flow; the second angle is from the economic growth of East Asia and industry upgrade; the third angle is from the whole economy and trade pattern of East Asia, it finds that the goose pattern has gone bankrupt, the East Asia international production network takes its place, China plays an important role in it, and forms a new triangle trade pattern. Subsequently, from the intra-product trade point of view, it makes a preliminary explanation of the characteristics.
     The third chapter explains the reasons for the intra-product trade, it points out that the modular production which was resulted by the breakthrough of technology and the trade cost reduction leads to intra-product trade. Then, it makes the concept of intra-product trade clear, calculates the vertical specialization of each industry sector in China in the year 1997, 2000 and 2002. It founds that the vertical specialization in communication industry and manufacturing industry is very high. Afterwards, it makes analysis of comparative advantage and scale economy which are the theoretical foundation of intra-product trade. It elaborates the comparative advantage in intra-product trade which was defined by Deardorff. It makes use of two dimension map, illustrates the effects on intra-product trade which were made by comparative advantage and scale economy. Later, it analyzes the two organization forms of intra-product trade, emphasizes the scarce of specific factor leads to outsourcing, the differences of technology endowments lead to vertical specialization, and demonstrates it in virtue of Grossman and Helpman's model. At the end of this chapter, it verifies the factors which could affect intra-product trade, and finds that the favorable infrastructure, low labor salaries, low unit postage and large scale FDI could promote the development of intra-product trade.
     The fourth chapter reviews the development of processing trade and intermediate trade which are the two forms of intra-product trade in China; afterwards it checks the effects on trade flow which are made by intra-product trade. Then it calculates Chinese trade competition force and export goods' structure by RCA and LFI respectively, finds that in highly intra-product trade industry such as machinery and electronic industry, Chinese trade competition force improves significantly, the relevant export goods' structure enhances. But Chinese factor endowment doesn't change fundamentally; it is still at the low end of value added line. These changes are the feint brought by intra-product trade. In case multinational companies transfer production tache to other countries, Chinese trade competition force may be reverse. Afterwards, it uses mainstream method to calculate Chinese four kinds of terms of trade from 1995 to 2006, finds that Chinese income terms of trade, single factor terms of trade, double factors terms of trade improve except for price terms of trade. It works out import price terms of trade which is composed by four kinds of intermediate goods, and compare it with other import price index, finds that after 2002, the price terms of trade deteriorates, but it is not the result of intra-product trade. At the end of this chapter, it uses statistics of WTO, illustrates that intra-product trade is not the principal reason for Chinese trade friction. Most of intra-product trade's export channel is controlled by foreigners, so it can avoid trade friction effectively.
     The fifth chapter investigates the effects of intra-product trade on macro economy from five aspects. At first, it distinguishes the effects on technology spillover between vertical specialization and outsourcing which are the two organization forms, introduces transaction cost into Pack and Saggi's outsourcing model, and enlarges the results of original model. It uses economy method to check up the factors which could work on Chinese technology improvement. Then, it analyzes the mechanism which intra-product trade stimulates economic growth, the main mechanisms are the making fully use of the unused resources and the learning by doing effect. Afterwards, it uses simple country economy identical equation to calculate the contribution ratio and contribution degree of intra-product trade on economy. Subsequently, it checks up the relationship between intra-product trade, common trade and GDP, and finds that intra-product export trade could stimulate economic growth further than common export trade. In the third and fourth sector of this chapter, it makes research on the effects of intra-product trade on Chinese income distribution and employment respectively. The main conclusions are that rapid industry upgrade will increase Chinese income distribution disparity; carrying on intermediate products production which is suitable for Chinese labor endowment character could increase employment, decrease income disparity. The fifth sector analyzes the effects of intra-product trade on international balance, finds that intra-product trade is the main source of Chinese trade surplus, its development brings sharp increase of Chinese foreign exchange reserve. Due to the characteristics of intra-product trade itself, it is hard to reduce surplus through exchange rate adjustment. At the end of this sector, it constructs the VAR system, uses impulse response function, variance decompose to make empirical analysis.
     The six chapter is the conclusion of this dissertation. Through theoretical analysis and empirical analysis, it makes objective judgment on intra-product trade, and provides suggestions on how to further carry on intra-product trade.
引文
1数据来源:国家统计局,《国民经济和社会发展统计公报》,2007
    1本文所指的东亚主要包括东盟(特别是老东盟六国,分别是文莱、印度尼西亚、马来西亚、菲律宾、新加坡、泰国)、NIEs(香港、新加坡、韩国、台湾),中国与日本。
    2这部分内容参考了张玉柯.从GATT到WTO:全球多边贸易体系的发展[J].河北大学学报,2002,27(2):91-95.
    3宫占奎、李文韬.中国-东盟经济合作框架比较研究[J].南开学报,2004,1:107-112.
    4王晓德.贸易自由化与拉美国家的经济发展[J].拉丁美洲研究,2002,2:12-17.
    5Enrique lglesias,Reflections on Economic Development:Toward a New Latin American Consensus,Washington:Inter-American Development Bank,1992,E29.
    6Eduardo Lora,A Decade of Structural Reforms in Latin American:What Has Been Reformed and How to Measure it,Inter-American Development Bank,Working Paper Green Series,No.348,1997,P.5.
    7金戈.台湾产业结构变迁的经验对于浙江产业升级的启示[J].技术经济,2007,26(12):60-64.
    8刘焰、邓明然.加工贸易:一种贸易模式向经济增长方式的演变[J].学习论坛,2007,23(1):36-38.
    9郑京淑、李佳.“后雁形模式”与东亚贸易结构的变化[J].世界经济与政治论坛,2007,2:6-11.
    102001年5月18日,日本政府发表了题为《面对21世纪对外经济政策挑战》的贸易白皮书,在这份官方文件中首次承认,日本充当亚洲经济发展领头雁的“雁行模式”已经崩溃,取而代之的是急速成长的中国经济,并预言亚洲从此将进入真正的“大竞争时代”。
    11Borrus,M.,Emes,D.and Haggard,S.Intemational Production Networks in Asia:Rivalry or Riches[M].London and New York:Routledge,2000.
    12传统“三角贸易”指16世纪开始的奴隶贸易,即欧洲商人将廉价工业品运到非洲换取奴隶,把黑奴运到美洲卖掉,从美洲购回生产原料,制成商品再运到非洲以换取奴隶的循环贸易活动。它历时四百年之久。东亚的三角贸易模式不同于传统的三角贸易,因而称为新“三角贸易”模式。
    13陆燕.从贸易数据看当前贸易发展的新特点[J].国际贸易,2007,11:37-41.
    1[日]青木昌彦.模块化时代:新产业结构的本质.上海远东出版社,2003
    2郑胜利.产业链的全球延展与我国地区产业发展分析[J].当代经济科学,2005,27(1):87-93.
    3王有刚、龚映梅.论电子商务对国际贸易带来的影响[J].商业研究.2004,18:177-179.
    4张卓其.电子金融[M].高等教育出版社,2005,8.
    5卢锋.产品内分工[J].经济学季刊,2004,4(1):55-82.
    6保罗.克鲁格曼著,海闻等译,国际经济学[M].第四版,中国人民大学出版社,1998,137
    7张幼文.当代国家优势:要素培育与全球规划[M].上海远东出版社,2002,40-43.
    8Grossman Gene M.and Helpman Elhanan.Outsourcing versus FDI in Industry Equilibrium[J].Joumal of the European Economic Association,2003,1(2-3):317-327.
    9高铁梅.计量经济分析方法与建模[M].清华大学出版社,2006年1月第1版,304页
    1刘德学.全球生产网络与加工贸易升级[M].2006,暨南大学出版社
    2参考黄满盈.中国贸易条件实证分析(1981.2004)[D].北京:对外经贸大学,2006:
    3数据来源:http://www.wto.org/english/tratop_e/scm_e/scm_e.htm
    4据江小涓在2000-2001年主持的一系列调研项目显示,被调查对象中72%的企业使用母公司原有的销售渠道;在最终产品的生产企业中,出口商品中有较大比例返销回母国的企业约占52%。
    2世贸组织的宗旨就是“降低各自的关税壁垒和非关税壁垒,建立一个‘开放、公平、无扭曲'的多边贸易体系”。
    3易雪玲.我国加工贸易“贫困化增长”效应分析[J].湖南师范大学社会科学学报.2007,4:106-109.
    4陈洪.我国珠三角产业升级面临的难点及政策选择[J].宏观经济管理.2008,5:36-40.
    5谢波.把自主创新摆到国家战略的核心位置[J].红旗文稿.2008,8:16-18.
    6张鹏、孟艳玲.浅论产业升级与社会保障制度建设[J].当代经济.2007,11:84-85.
    7国家统计局在统计过程中不计入年销售收入500万以下的非国有企业,因此“规模以上企业”泛指年产品销售收入500万元以上的企业。
    8http://news.sina.eom.cn/e/2008-08-04/024616054349.shtml
    [1] Amighini Alessia. China in the international fragmentation of production, Evidence from the ICT industry[J]. The European Journal of Comparative Economics, 2005,2(2):203-219.
    
    [2]Amiti Mary, and Javorcik Beata Smarzynska. Trade Costs and Location of Foreign Firms in China[J]. Journal of Development Economics,2008,85:129-149.
    
    [3]Amy Jocelyn Glass and Kamal Saggi.Innovation and wage effects of international outsourcing[J]. European Economic Review,2001,5(1):67-86.
    
    [4]Anderson James, Eric van Wincoop.Trade Costs[J] Journal of Economic Literature, 2004,42(3):691-751.
    
    [5]Antras, Pol. Firms,contracts,and trade structure[J]. Quarterly Journal of Economics,2003,118:1375-1418.
    
    [6]Antras, Pol and Elhanan Helpman. Global sourcing. Journal of Political Economy,2004,112(3):552-580.
    
    [7]Antras, Pol.Incomplete contracts and the product cycle[J]. American Economic Review, 2005,95(4): 1054-1073.
    
    [8]Armen A.Alchian,Harold Demsetz.Production,Information Costs,and Economic Organization[J].the American Economic Review,1972,62(5):777-795.
    
    [9]Arndt,Sven W. Globalization and the open ecomomy[J].North American Journal of Economics and Finance, 1997, 8(1):71-79.
    
    [10]Arndt, Sven W. Super-Specialization and the gains from trade[J], Contemporary Economic Policy, 1998,16(4):480-485.
    
    [11]Arndt, Sevn W. Globalization and economic development, Journal of International Trade and Economy Development, 1999, 8(3)
    
    [12]Arndt, Sven W. and Henryk Kierzkowski. Fragmentation: new production and trade patterns in the world economy[M].Oxford University Press, Oxford, 2001
    
    [13]Arrow,Kenneth J.The Economic Implications of Learning by Doing[J],Review of Economic Studies,1962,29(3):155-173.
    
    [14]Arvind Subramanian and Shang-Jin Wei.The WTO promotes trade, strongly but unevenly[J].Journal of International Economics,2007,72(1):151-175.
    
    [15]Athukorala, P.C. and Yamashita, N. "Production fragmentation and trade integration: East Asia in a global context", Working Paper,2005
    
    [16]Balassa BeIa.Tariff protection in industrial countries:an evaluation[J].The Journal of Political Economy, 1965,73(6):573-594.
    
    [17]Balassa Bela. the impact of the industrial countries' tariff structure on their imports of manufactures from less-developed areas. Economica, 1967,Vol34(136):372-383.
    
    [18]Balassa,B. Exports and Economic Growth: Further Evidence[J]. Journal of Development Economics,1978,5:181-189.
    
    [19]Barbara Dluhosch.Integration, Fragmentation and the Geography of Welfare[J].Scandinavian Journal of Economics,2006,108(3):459-479.
    
    [20]Bhagwati Jagdish, Panagariya Arvind and Srinivasan T. N. The Muddles over Outsourcing[J].The Journal of Economic Perspectives, 2004,18(4): 93-114.
    [21]Blalock Garrick. and Gertler Paul J. Welfare Gains from Foreign Direct Investment Through Technology Transfer to Local Suppliers[J]. Journal of International Economics,2008,74(2):402-421.
    
    [22]Brian Nicholson, Julian Jones and Susanne Espenlaub.Transaction costs and control of outsourced accounting: Case evidence from India[J].Management Accounting Research, 2006,17(3):238-258.
    
    [23]Campa,J.and Goldberg,L. The evolving external orientation of manufacturing industries:Evidence from four countries.Economic Policy Review,1997,3(2):53-81.
    
    [24]Carsten Fink, Aaditya Mattoo and Ileana Cristina Neagu.Assessing the impact of communication costs on international trade[J].Journal of International Economics, 2005,67(2):428-445.
    
    [25]Chang J.Y. and Ping H. Does Comparative Advantage Explains Export Patterns in China?[J].China Economic Review,2002,13:276-296.
    
    [26]Chen, Yongmin, Jota Ishikawa and Ahihao Yu. Trade liberalization and strategic outsourcing[J].Journal of International Economics,2004,63(2):419-436.
    
    [27]Coase, R.H.The Nature of the Firm[J].Economica, 1937,4(16):386-405.
    
    [28]Coe D.and Helpman,E. International R&D Spillovers,European Economic Review [J]. 1995,39:859-887.
    
    [29]Corden W.Max and Neary J.Peter. Booming Sector and De-industrialisation in a Small Open Economy[J].The Economic Journal,1982,92(368):825-848.
    
    [30]Crow, Galen B. International Outsourcing in the Information Technology Industry: Trends and Implications[J].Communications of the International Information Management, 2003
    
    [31]Davis Donald R., Weinstein David E. International trade as an "Integrated Equilibrium":New perspectives[J].the American Economic Review,2000,90(2):150-154.
    
    [32]Deardorff,Alan V. Fragmentation across Cones[R].1998,Discussion Paper No.427
    
    [33]Deardorff,Alan V. Factor Prices and the Factor Content of Trade Revisited:What's the Use?[J].Journal of International Ecomomics,2000,50(1):73-90.
    
    [34]Deardorff, Alan V.Fragmentation in simple trade models[J].North American Journal of Economics and Finance, 2001, 12(2):121-137.
    
    [35]Deardorff, Alan V. International provision of trade services, trade, and fragmentation[J].Review of International Economics, 2001,9(2): 233-248.
    
    [36]Deardorf,Alan V. Local Comparative Advantage: Trade Costs and the Pattern of Trade,University of Michigan Research Seminar in International Economics Working Paper No.500,2004
    
    [37]Deardorff Alan V. A Trade Theorist's Take on Skilled-labor Outsourcing[J]. International Review of Economics and Finance,2005,14(3):259-271.
    
    [38]Deardorff, Alan V. Ricardian comparative advantage with intermediate inputs[J].North American Journal of Economics and Finance,2005,16(1):11-34.
    
    [39]Deardorff, Alan V. Gains from Trade and Fragmentation. Working Papers — University of Michigan Department of Economics 2005, p1-24
    
    [40]Deborah L. Swenson.Overseas assembly and country sourcing choices[J].Journal of International Economics,2005,66(1): 107-130.
    
    [41]Dixit, Avinash K. , Grossman, Gene M.Trade and Protection with Multistage Production[J].Review of Economic Studies,1982,49(158):583-594
    [42]Eiichi Tomiura. Foreign outsourcing, exporting, and FDI: A productivity comparison at the firm level[J].Journal of International Economics,2007,72(1):113-127.
    
    [43]Esteban Rossi-Hansberg.A Spatial Theory of Trade[J].The American Economic Review, 2005,95(5): 1464-1491.
    
    [44]Eugenia Cacciatori and Michael G Jacobides.The Dynamic Limits of Specialization: Vertical Integration Reconsidered[J].Organization Studies, 2005,26:1851 - 1883.
    
    [45]Feder,G On Exports and Economic Growth[J]. Journal of Development Economics,1983,12:59-73.
    
    [46]Feenstra, Robert C, Hanson,Gordon H. Globalization, Outsourcing, and Wage Inequality[J].The American Economic Review, 1996,86(2):240-245.
    
    [47]Feenstra, Robert C. and Gordon H. Hanson.Productivity measurement and the impact of trade and technology on wages: estimates for the U.S.,1972-1990,NBER Working Paper No.6052, June 1997
    
    [48]Feenstra, Robert C. Integration of Trade and Disintegration of Production in the Global Economy[J]. Journal of Economic Perspectives,1998,12(4):31-50.
    
    [49]Feenstra, Robert C. and Gordon H. Hanson.The impact of outsourcing and high-technology capital on wages: estimates for the United States, 1979-1990[J]. Quarterly Journal of Economics,1999,114(3):907-940.
    
    [50]Feenstra, Robert C. and Gordon H. Hanson. Ownership and control in outsourcing to China:Estimating the property-rights theory of the firm[J].Quarterly Journal of Economics,2005,120(2):729-761
    
    [51]Feenstra, Robert C, Spencer, Barbara J. Contractual Versus Generic Outsourcing: The Role of Proximity.2005, NBER Working Papers: 11885
    
    [52]Feenstra, Rovert C. and Barbara J. Spencer, Contractual versus generic outsourcing: the role of proximity, 2006
    
    [53]Feenstra, Robert C. China's Exports and Employment.2007, NBER Working Papers: 13552 []Feenstra,Robert C. Chang Hong.China's Exports and Employment,NBER Working Paper No.13552,2007
    
    [54]Findlay, Ronald and Jones, Ronald W. Input trade and the location of production[J].the American Economic Review, 2001,91(2):29-33.
    
    [55]Francoise Lenoine and Deniz(?)nal-esenci China in the International Segmentation of Production Processes[J].CEPII Working Paper No.2002-02
    
    [56]Francoise Lemoine and Deniz Unal-Kesenci. Assembly Trade and Technology Transfer: the Case of China[J]. World Development,2004,32(5):829-850.
    
    [57]Fukunari Kimura, Yuya Takahashi and Kazunobu Hayakawa.Fragmentation and parts and components trade: Comparison between East Asia and Europe[J].The North American Journal of Economics and Finance,2007,18(1):23-40.
    
    [58]Garcia Herrero,Alicia,Tuuli Koivu. Can the Chinese Trade Surplus be Reduced Through Exchange Rate Policy?[R/OL].BOFIT Discussion Papers,Bank of Finland,BOFIT, Institute for Ecnonomics in Transition.
    
    [59]Gereffi, G International Trade and Industrial Upgrading in the Apparel Commodity Chains,Journal of International Economics .1999,48(1):37-70.
    
    [60]Gereffi Gary. John Humphrey and Timothy Sturgeon. The Governance of Global Value Chains[J].Review of International Political Economy,2005,12(1):78-104.
    [61]Girma, Sourafel. Outsourcing, Foreign Ownership, and Productivity: Evidence from UK Establishment-level Data[J].2004,Review of International Economics,2004,12(5):817-832.
    
    [62]Goldberg Pinelopi Koujianou. and Pavcnik Nina.2006,http://www.princeton.edu/~pennykg/JEL_Globalization.pdf
    
    [63]G(?)rg Holger and Aoife Hanley. International Outsourcing and Productivity:Evidence from the Irish Electronics Industry[J].North American Journal of Economics and Finance,2005,16(2):255-269.
    
    [64]G(?)rg Holger, Aoife Hanley and Eric Strobl. International Outsourcing, Foreign Ownership,Exporting and Productivity: An Empirical Investigation with Plant Level Data[J].Research Paper,2005,http://ec.europa.eu/economy_finance/events/2005/workshop0605/doc3en.pdf
    
    [65]GSrg Holger,Aoife Hanley and EricStrobl. Productivity Effects of International Outsourcing Evidence from Plant Level Data[R].University of Nottingham,2005
    
    [66]Grossman Gene M. and Elhanan, Helpman, Integration versus Outsourcing in Industry Equilibrium[J]. Quarterly Journal of Economics,2002,117(1):85-120.
    
    [67]Grossman Gene M. and Elhanan, Helpman, Outsourcing versus FDI in industry equilibrium[J].Journal of the European Economic Association, 2003,1(2):317-327.
    
    [68]Grossman Gene M. and Helpman, Elhanan, Managerial incentives and the international organization of production[J], Journal of International Economics,2004, 63(2):237-262.
    
    [69]Grossman Gene M. and Elhanan, Helpman.Outsourcing in a global economy[J].Review of Economic Studies, 2005, 72(1),135-160.
    
    [70]Grossman Gene M., Helpman Elhanan,and Szeidl Adam. Complementarities Between Outsourcing and Foreign Sourcing[J]. AEA Papers and Proceedings,2005,5:19-24.
    
    [71]Grossman Gene M., Helpman Elhanan,and Szeidl Adam. Optimal integration strategies for the multinational firm[J]. Journal of International Economics,2006,70(1):216-238.
    
    [72]Grossman Gene M., Rossi-Hansberg, Esteban. Trading Tasks: A Simple Theory of Offshoring,2006, NBER Working Papers: 12721
    
    [73]Hanson,G.,Mataloni,R.J. and Slaugh M.J.Vertical Production network in multinational firms.NBER Working Paper 9723
    
    [74]Head Keith, Ries John and Barbara J. Spencer . Vertical Networks and U.S. Auto Parts Exports: Is Japan Different?[J]. Journal of Economics and Management Strategy,2004, 13(1), 37-67.
    
    [75]Hogan Chen, Mattew Kondratowicz and Kei-Mu Yi, Vertical specialization and three facts about U.S. international trade[J]. North American Journal of Economics and Finance, 2005,16(1):35-59.
    
    [76]Howard Pack, and Kamal Saggi. ,Vertical technology transfer via international outsourcing[J].Journal of Development Economics, 2001,65(2):389-415.
    
    [77]Hummels,D.,Rapoport,D.and Yi,KerMu.The Nature and Growth of Vertical Specialization in World Trade[J].Journal of International Economics,2001,54(1),:75-96.
    
    [78]Krugman,P. Growing World Trade: Causes and Consequences[J].Brookings Papers on Economic Activity, 1995,1:327-362.
    
    [79]Kohler Wilhelm. A Specifi-factors Views on Outsourcing[J].North American Journal of Economics and Finance,2001,12:31-53.
    
    [80]Ingo Geishecker.Does Outsourcing to Central and Eastern Europe Really Threaten Manual Workers' Jobs in Germany? [J].The world economy,2006,29(5):559-583.
    [81]Jabbour Liza. Determinats of International Vertical Specilization and Implications on Technolog Spillovers. http://www.afse.fr/docs/congres2005/docs2005/Jabbour.pdf
    
    [82]Jacobides Michael G Industry Change Through Veritical Disintegration: How and why markets emerged in mortgage banking[J]. Academy of Management Journal,2005,48(3):465-498.
    
    [83]Jacobides, Michael G Designing the Boundaries of the Firm: From "Make, Buy, or Ally" to the Dynamic Benefits of Vertical Architecture[J]. Organization Science ,2006, 17(2):249-261.
    
    [84]James E. Rauch.Networks versus markets in international trade[J].Journal of International Economics, 1999,48(1): 7-35.
    
    [85]Jesper Momme, Hans-Henrik Hvolby. An outsourcing framework:action research in the heavy industry sector, European Journal of Purchasing&Supply Management, 2002, 8(4):185-196.
    
    [86]Jihong Lee and Hamid Sabourian.Coase theorem, complexity and transaction costs[J].Journal of Economic Theory,2007,135(1):214-235.
    
    [87]Johansen,R. and Juselius,K., Maximum Likelihood Estimation and Inference on Co-integration with Application to the Demand for Money. Oxf.Bull.Econ.Stat.52,1990,169-210.
    
    [88]Jones, Ronald W. Private interests and government policy in a global world[J].European Journal of Political Economy,2000,16(2):243-256.
    
    [89]Jones, Ronald W., Kierzkowski, Henryk Arndt, Sven W. Kierzkowski, Henryk. A Framework for Fragmentation[M]. Oxford and New York: Oxford University Press 2001
    
    [90]Jones, Ronald W. Globalization and the fragmentation of production[J]. Seoul Journal of Economics,2001,14(1):1-13.
    
    [91]Jones, Ronald W.,and Sugata Marjit.The Role of International Fragmentation in the Development Process[J]. American Economic Review,2001,91(2):363-366.
    
    [92]Jones, Ronald W. Immigration vs. Outsourcing: Effects on Labor Markets[J]. International review of economics & finance,2005,14(2): 105-114.
    
    [93]Jones, Ronald W., Kierzkowski Henryk International fragmentation and the new economic geography[J].North American Journal of Economics and Finance .2005,16(1):1-10.
    
    [94]Jones, Ronald W.Kierzkowski, Henryk.and Lurong, Chen.What Does Evidence Tell Us About Fragmentation and Outsourcing?[J].International Review of Economics and Finance,2005,14(3):305-316.
    
    [95]Jorn Kleinert. Growing trade in intermediate goods:outsourcing,global sourcing, or increasing importance of MNE network[J], Review of international Economics, 2003 ,11(3):464-482.
    
    [96]Jung,S.W. and Marshall, Exports, Growth and Causality in Developing Countries[J]. Journal of Development Economics,1985,18:l-12.
    
    [97]Lars Ehlers and Jordi Mass6.Incomplete information and singleton cores in matching markets[J].Journal of Economic Theory,2007,136(1):587-600.
    
    [98]Lawrence RZ. Winstein DE. Trade and Growth:Impoet-led or Export-led? Evidence from Japan and Korea[R]. NBER Working Paper, 1999,7264
    
    [99]Limao Nuno, and Venables. Infrastructure, Geographical Disadvantage, Transport costs,and trade[J].World Bank Economic Review, 2001, 15(3): 451-471.
    
    [100]Lok Sang Ho, Xiangdong Wei and Wai Chung Wong.The effect of outward processing trade on wage inequality: the Hong Kong case[J].Journal of International Economics, 2005,67(1):241-257.
    
    [101]Long Ngo Van. Outsourcing and Technology Spillovers[J]. International Review of Economics and Finance,2005,14:297-304.
    
    [102]Markusen James R., and Venables Anthony J. Interacting factor endowments and trade costs:A multi-country, multi-good approach to trade theory[J]. Journal of International Economics,2007,73(2):333-354.
    
    [103]Marquez,J. and Schindler,J.W. Exchange-Rate Effects on China's Trade: An Interim Report[R/OL] .Board of governors of the Federal Reserve System. IMF Discussion Papers.2006,No.861.
    
    [104]Mary Amiti and Beata Smarzynska Javorcik.Trade costs and location of foreign firms in China[J]. Journal of Development Economics, 2008,85(1-2):129-149.
    
    [105]Michael C. Burda and Barbara Dluhosch.Cost Competition, Fragmentation, and Globalization[J].Review of International Economics,2002,10(3): 424-441.
    
    [106]Ng, Francis.,Yeats, Alexander. Production Sharing in East Asia: Who Does What for Whom,and Why? ,1999,The World Bank, Policy Research Working Paper Series: 2197
    
    [107]Noe, Thomas. Winner Take All: Competition, Strategy, and the Structure of Returns in the Internet Economy[J]. Journal of Economics & Management Strategy,2005,14(1):141-164.
    
    [108]Nunn, Nathan, Relationship-Specificity, Incomplete contracts and the pattern of trade[J].Quarterly Journal of Economics,2007,122(2):569-600.
    
    [109]Oliver Hart and John Moore.Property rights and the nature of the firm[J].Journal of Political Economy, 1990, 98(6):1119-1158.
    
    [110]Pack Howard, and Saggi Kamal.Vertical Technology Transfer via International Outsourcing[J].Journal of Development Economics,2001,65(2):389-415.
    
    [111]Prabir De.Impact of Trade Costs on Trade: Empirical Evidence from Asian Countries.Working Papers,Asia-Pacific Research and Training Network on Trade
    
    [112]Prema-chandra Athukorala and Nobuaki Yamashita.Production fragmentation and trade integration: East Asia in a global context[J].The North American Journal of Economics and Finance, 2006,17(3):233-256.
    
    [113]Rauch James E. Networks versus markets in international trade[J].Journal of International Economics, 1999,48(1):7-3 5.
    
    [114]Romer,P.,Riversa-Batiz,L. Economic Integration and Endogenous Growth[J].Quarterly Journal of Economics,1991,106(2):531-555.
    
    [115]Sachs, Jeffrey D. and Warner Andrew M. The Curse of Natural of Resources[J]. European Economic Review,2001,45(4-6):827-838.
    
    [116]Salvatore Baldone, Fabio Sdogati and Lucia Tajoli.On Some Effects of International Fragmentation of Production on Comparative Advantages, Trade Flows and the Income of Countries[J].The World Economy,2007,30(11):1726-1769.
    
    [117]Sammut-Bonnici, Tanya McGee, John. Network strategies for the new economy[J].European Business Journal,2002,14(4): 174-185.
    
    [118]Sammut-Bonnici, Tanya McGee, John. Network strategies for the new economy[J].European Business Journal,2002,14(4):174-185.
    
    [119]Samuelson Paul A.Where Ricardo and Mill Rebut and Confirm Arguments of Mainstream Economists Supporting Globalization[J].Journal of Economic Perspectives,2004,18(3):135-146.
    
    [120]Scott A. J.Industrial Organization and Location: Division of Labor, the Firm, and Spatial Process[J].Economic Geography, 1986,62(3): 215-231.
    
    [121]Scott L. Baier and Jeffrey H. Bergstrand.The growth of world trade: tariffs, transport costs, and income similarity[J].Journal of International Economics,2001,53(1): 1-27.
    
    [122]Spencer, Barbara J and Larry Qiu , Keiretsu and Relationship-Specific Investments: A Barrier to Trade?[J].International Economic Review, 2001,42 (4):871-901.
    
    [123]Spencer, Barbara J. International outsourcing and incomplete contracts[J].Canadian Journal of Economics,2005,38(4):1107-1135.
    
    [124]Surgeon,Timothy J. "Modular production networks: A new American model of industrial organization", Industrial and Corporate Change, 2002,11(3):451-496.
    
    [125]Surgeon,Timothy J. What really goes on in Silicon Valley? Spatial clustering and dispersal in modular production networks[J].Journal of Economic Geography,2003,3(2):199-225.
    
    [126]Swenson, Deborah L. Overseas assembly and country sourcing choices[J]. Journal of International Economics, 2005,66 (1):107-130.
    
    [127]Ten Raa T., and Woff E.N. Outsourcing of Services and the Productivity Recovery in U.S.Manufacturing in the 1980s and 1990s[J]. Journal of Productivity Analysis, 2001,16(2): 149-165.
    
    [128]Thomas F.Rutherford,David G.Tarr.Trade Liberalization,Product Variety and Growth in A Small Open Economy: A Quantitative Assessment[J]. Journal of International Economics,2002,56(2):247-272.
    
    [129]Venables,Anthony J. Fragmentation and multinational production[J].European Economic Review,1999,43(4-6):935-945.
    
    [130]Wilhelm Kohler. Aspects of International Fragmentation[J].Review of International Economics,2004,12(5):793-816.
    
    [131]Wilhelm Kohler, International outsourcing and factor prices with multistage production[J].The Economic Journal,2004,l 14(494): 166-185.
    
    [132]Willamson Oliver E.The vertical integration of production: market failure considerations[J]. The American Economic Review,1971,61(2):112-123.
    
    [133]Willamson Oliver E.Transaction-cost economics: the governance of contractual relation[J].Journal of Law and Economics, 1979,22(2):233-261.
    
    [134]Yeaple,Stephen Ross.The complex integration strategies of multinationals and cross country dependencies in the structure of foreign direct investment[J].Journal of International Economics,2003,60(2): 293-314.
    
    [135]Yeaple, Stephen Ross.Offshoring,Foreign Direct Investment,and the Structure of US Trade[J].Journal of the European Economic Association ,2006,4(2/3):602-611.
    
    [136]Yongmin Chen, Jota Ishikawa and Zhihao Yu.Trade liberalization and strategic outsourcing[J].Journal of International Economics,2004,63(2):419-436.
    
    [137]Young,A. Learning by Doing and Dynamic Effects of International Trade[J].Quarterly Journal of Economics, 1991,106(2):369-405.
    
    [138]Yi, Kei-Mu. Can vertical specialization explain the growth of world trade? [J].Journal of Political Economy, 2003,111(1):52-102.
    [1]巴曙松,吴博,朱元倩.汇率制度改革后人民币有效汇率测算及对国家贸易外汇储备的影响分析[J].国际金融研究,2007(4):56-62.
    [2]白斌.中国加工贸易发展研究[D].湖北:武汉大学,2004:
    [3]北京大学中国经济研究中心课题组.中国出口贸易中的垂直专门化与中美贸易[J].世界经济,2006,5:3-11.
    [4]陈学彬,徐明东.人民币实际汇率变动对我国进出口贸易影响:1997-2006[J].亚太经济,2007(3):57-63.
    [5]陈景华.中间投入品贸易对我国收入分配的影响[D].山东:山东大学,2006:
    [6]陈洪.我国珠三角产业升级面临的难点及政策选择[J].宏观经济管理,2008,5:36-37.
    [7]陈飞翔,郑静,聂钊.我国收入贸易条件变动分析:1995-2004[J].经济经纬,2005,5:30-33.
    [8]程新章,唐海燕.中国对外贸易优势--基于国际分工视角的再研究[J].国际贸易问题,2006,11:5-11.
    [9]崔津渡,李诚邦.中国对外贸易条件:1995-2005年状况分析[J].国际经济合作,2006,4:27-29.
    [10]高越,高峰.垂直专业化分工及我国的分工地位[J].国际贸易问题,2005,3:16-20.
    [11]宫占奎,李文韬.中国-东盟经济合作框架比较研究[J].南开学报(哲学社会科学版),2004,1:107-112
    [12]郭建宏.中国加工贸易问题研究[M].北京:经济管理出版社,2006:379.
    [13]华德亚,董有德.跨国公司产品内分工与我国的产业升级[J].国际经贸探索,2007,23(8):55-59
    [14]华民.比较优势、自主创新、经济增长和收入分配--何为中国未来经济发展之道路?[J].复旦学报(社会科学版),2007,5:52-58.
    [15]华民.国际经济学[M].上海:复旦大学出版社.1998:245.
    [16]华民.经济全球化与中国的对外开放[J].学术月刊,2007,39(7):62-71.
    [17]华民.世界经济的结构变化与中国的机会[R].复旦大学EMBA课程讲义.2007.
    [18]华民.中国经济结构到底出了什么问题?[J].党政论坛(干部文摘),2007,9:11-11.
    [19]华民.中国企业参与国际竞争的策略选择[J].沪港经济,2007,11:11-11.
    [20]黄满盈.中国贸易条件实证分析(1981-2004)[D].北京:对外经济贸易大学,2006:
    [21]黄晓玲.发展加工贸易与产业技术升级探析[J].国际商务-对外经济贸易大学学报,2007,1:5-9.
    [22]胡昭玲.国际垂直专业化分工与贸易:研究综述[J].南开经济研究,2006,5:12-26.
    [23]胡昭玲.国际垂直专业化对发展中国家的影响与启示[J].经济经纬,2006,5:35-38.
    [24]金碚.世界分工体系中的中国制造业[J].中国工业经济,2003,5:5-14.
    [25]金戈.台湾产业结构变迁的经验对于浙江产业升级的启示[J].技术经济,2007,26(12):60-64.
    [26]李湘黔.中国贸易悖论与产品内分工[D].湖南:湖南大学,2006:
    [27]林毅夫,李永军.必要的修正--对外贸易与经济增长的再考察[J].国际贸易,2001,9:22-26.
    [28]林燕.我国加工贸易转型升级研究[D].四川:西南财经大学,2007:
    [29]林丽,张素芳.1994-2002年中国贸易条件的实证研究[J].国际贸易问题,2005,11:17-21.
    [30]刘德学.全球生产网络与加工贸易升级[M].北京:经济科学出版社,2006:258.
    [31]刘晓昶,刘志彪.论跨国公司的垂直专业化发展趋势--兼论中国企业的竞争战略[J].江海学刊,2001,4:32-37.
    [32]刘志彪.中国贸易量增长与本土产业的升级--基于全球价值链的治理视角[J].学术月刊,2007,39(2):80-86.
    [33]刘志彪,张杰.全球代工体系下发展中国家俘获型网络的形成、突破与对策--基于GVC 与NVC的比较视角[J].中国工业经济,2007,5:39-47.
    [34]刘志忠,王耀中.加工贸易对我国经济增长作用的实证研究[J].财经理论与实践(双月刊).2003,24(126):89-92.
    [35]隆国强.力口工贸易发展问题研究[J].国际贸易,2006,9:4-8.
    [36]隆国强.全球化背景下的产业升级新战略--基于全球生产价值链的分析[J].国际贸易,2007,7:27-34.
    [37]卢锋.产品内分工:一个分析框架[J].经济学(季刊),2004,4(1):55-82.
    [38]卢锋.中国国际收支双顺差现象研究:对中国外汇储备突破万亿美元的理论思考[J].2006,11:3-10.
    [39]陆燕.从贸易数据看当前世界贸易发展的新特点[J].国际贸易,2007,11:37-41.
    [40]马强.我国加工贸易转型升级问题研究[J].经济研究参考,2005,32:1-6.
    [41]马强.加工贸易管理制度改革方向[J].国际贸易,2007,3:23-26.
    [42]潘益兴.在华外商直接投资对中国对外贸易的实证研究[D].上海:复旦大学,2006:
    [43]潘悦.国际产业转移的新浪潮与东亚发展中国家(地区)面临的挑战[J].当代亚太,2006,6:37-44.
    [44]裴长洪,林江.经济全球化背景下国际贸易的新发展[J].求是,2006,9:59-61.
    [45]蒲华林,张捷.产品内分工与中美结构性贸易顺差[J].世界经济研究,2007,2:29-35.
    [46]曲建.促进加工贸易向中西部转移的思考[J].国际贸易,2006,10:9-11.
    [47]任烈,马传杭.中国加工贸易改革的思路[J].中国工业经济,1999,12:43-47.
    [48]任志成,张二震.国际分工演进与跨国就业转移[J].福建论坛·人文社会科学版,2006,4:17-20.
    [49]任志成,张二震.全球化背景下南北收入差距新趋势[J].南京社会科学,2006,11:14-20.
    [50]邵祥林等.未来国际贸易的主流:加工贸易[M].北京:对外经济贸易大学,2001:557.
    [51]施建淮.中国资本账户开放:意义、进展及评论[J].国际经济评论,2007,11-12:59-64.
    [52]孙景蔚.基于垂直专业化分工的中国产业国际竞争力研究[D].浙江:浙江大学,2006:
    [53]孙文远,魏昊.产品内国际分工的动因与发展效应分析[J[.管理世界,2007,2:162-163.
    [54]唐铁球.产品内贸易测度方法研究[J].商场现代化,2008,2(上旬刊):15-16
    [55]佟家栋.关于我国进口与经济增长关系的探讨[J].南开学报,1995,3:9-12.
    [56]佟家栋,彭支伟.从“干中学”到“加工中学”--经济全球化背景下的国际分工、技术外溢与自主创新[J].南开学报(哲学社会科学版),2007,6:71-81.
    [57]王怀民.加工贸易的基础、模式与利益分配--基于中国的研究[D].北京:北京师范大学,2006:
    [58]王嘉.国际贸易理论的新发展探索--基于发展中国家参与国际分工变化的思考[D].四川:西南财经大学,2006:
    [59]王晓德.贸易自由化与拉美国家的经济发展[J].拉丁美洲研究,2002,2:12-17.
    [60]王信,林艳红.中国外贸扩张是否会导致贫困化增长?[J].经济社会体制比较(双月刊),2008,1:85-90.
    [61]夏平.中国中间产品贸易分析--基于产品内国际分工视角[D].北京:对外经贸大学,2007:
    [62]谢波.把自主创新摆到国家战略的核心位置[J].红旗文稿,2008,8:16-18.
    [63]许梅恋.人民币升值对降低我国贸易顺差的作用分析一一基于不同贸易方式的分析[J].2008,1:104-108.
    [64]徐强.全球失衡格局中的国际经济分工与中国分工角色转换[J].国际贸易,2007,4:35-39.
    [65]徐毅.要素分工与发展中国家经济发展[J].世界经济研究,2007,9:15.19.
    [66]徐康宁,王剑.要素禀赋、地理因素与新国际分工[J].中国社会科学,2006,6:65-77.
    [67]易雪玲.我国加工贸易转型升级的理论研究[J].湘潭大学学报(哲学社科版),2007,31(2):35-39.
    [68]尹翔硕,李春顶,孙磊.国际贸易摩擦的类型、原因、效应及化解途径[J].世界经济,2007,7:74-85.
    [69]张亚斌,易红星、林金开.进口贸易与经济增长的实证分析[J].财经理论与实践,2002,23(120):63-65.
    [70]赵文丁.融入国际生产网络的利益与局限[J].世界经济与政治论坛,2005,5:13-16.
    [71]赵玉敏,郭培兴.总体趋于恶化--中国贸易条件变化趋势分析[J].国际贸易,2002,7:18-25.
    [72]郑京淑,李佳.“后雁形模式”与东亚贸易结构的变化[J].世界经济与政治论坛,2007,2:6-11.
    [73]郑胜利.产业链的全球延展与我国地区产业发展分析[J].当代经济科学,2005,27(1):87-93.
    [74]张二震.全球化与中国发展道路的理论思考[J].南京大学学报(哲学·人文科学·社会科学),2007,1:43-49.
    [75]张纪.产品内国际分工:动因、机制与效应研究[D].上海:上海社会科学院世界经济研究所,2007:
    [76]张莹.中国贸易结构对相对就业和工资的影响[D].浙江:浙江大学,2007:
    [77]张小蒂,孙景蔚.基于垂直专业化分工的中国产业国际竞争力分析[J].世界经济,2006,5:12-21.
    [78]张幼文.从廉价劳动力优势到稀缺要素优势-一论“新开放观”的理论基础[J].南开学报(哲学社会科学版),2005,6:1-8.
    [79]张幼文,梁军.要素集聚与中国在世界经济中的地位[J].学术月刊,2007,39(3):74-82.
    [80]张玉柯.从GATT到WTO:全球多边贸易体系的发展[J].河北大学学报,2002,27(2):91-95.
    [81]张云,李湘黔,廖进忠.基于产品内分工的中国出口贸易扩张实证分析[J].财经理论与实践(双月刊).2007,28(150):100-105.
    [82]中国加工贸易研究课题组.中国加工贸易问题研究[M].北京:经济科学出版社,1999:189.
    [83]中国经济增长与宏观稳定课题组.干中学、低成本竞争和增长路径转变[J].经济研究,2006,4:4-14.
    [84]中国社科院财贸经济研究所课题组.迈向市场经济的前沿--加工贸易对我国国民经济总体作用评价[J].国际贸易,2000,9:26-31.
    [85]朱立南.我国加工贸易现象剖析[J].国际贸易,1994,12:48-50.
    [86]朱思敏.垂直专业化的贸易利益分配机制研究:理论与基于制造业的实证[D].浙江:浙江大学,2007:
    [87]朱钟棣.新中国外贸体制改革的回顾与展望[J].财经研究,1999,10:39-45.
    [88]朱钟棣,张秋菊.中国需要新的贸易模式[J].国际商务研究,2006,2:1-7.

© 2004-2018 中国地质图书馆版权所有 京ICP备05064691号 京公网安备11010802017129号

地址:北京市海淀区学院路29号 邮编:100083

电话:办公室:(+86 10)66554848;文献借阅、咨询服务、科技查新:66554700