城市化区域发展中的核心城市研究
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摘要
随着工业化、城市化进程的加速,世界已经进入了所谓的“城市世纪”、“城市时代”,城市作为生产力空间的载体已日益成为区域经济的核心。一些国际性城市、大都市带、城市群或都市圈越来越控制和主宰着区域的经济命脉,城市的功能作用不断增强,在全球经济中所扮演的角色也由于城市间相互联系的广泛性而日益重要。世界上相继崛起了以纽约、伦敦、东京等为核心城市的世界级大都市圈,核心城市与其所在的大都市圈的快速发展和相互支撑,吸引了大量的资金流、物流和信息流等,并在区域经济发展中起到了举足轻重的作用。我国在改革开放以后,大量的城镇密集区域在东部沿海地区出现,并形成了三大沿海经济带——珠江三角洲、长江三角洲和环渤海城市群。从以上海为中心的长三角区域经济发展可以看到,核心城市在区域经济发展中发挥的聚集、示范、辐射作用是十分重要的。
     目前,国内学者普遍关注的区域经济带以及核心城市功能研究仍然是以长三角经济带、环渤海经济带、珠三角经济带为主。在“十一五”规划时期,中央政府实施了振兴东北老工业基地战略。在这种情形下,黑龙江、吉林、辽宁先后提出建立以某些城市为主的经济带,带动地区经济振兴和崛起的发展思路。作为东北地区唯一的沿海区域,辽宁沿海经济带的发展对带动辽宁自身的经济发展,以及辐射东北腹地的经济发展具有重要的意义。随着辽宁沿海经济带的开发建设,城市化必然对带内经济产生消费拉动效应,对新兴产业的发展与结构升级形成空间支撑与集聚效应。但是,纵观现状,尚存在较多问题:如经济发展不平衡、产业结构安排不合理、与腹地经济发展的互动不足等。这就要求确立辽宁沿海经济带中核心城市的主体地位,并对其功能进行准确定位、完整评价,促进其功能改善,发挥核心城市在经济带发展中的作用。辽宁沿海经济带要形成以大连为核心,丹东、锦州、营口、盘锦、葫芦岛等为一体的区域经济带,依托经济结构调整和城市功能互补,实现区域的可持续发展。
     本文以辽宁沿海经济带发展战略为背景,重点研究其核心城市功能评价及其提升,无论是在理论层面,还是在实践层面都具有一定的意义。在理论层面,研究成果将丰富区域经济发展中核心城市功能的相关理论。在实践层面,研究成果将在一定程度上为辽宁沿海经济带的发展提供具有参考意义的政策建议。
     本文在对相关研究的文献综述分析基础上,通过整理现有相关理论、概念,以辽宁沿海经济带为研究背景,以其核心城市功能为研究主体,利用统计分析、态势分析等实证研究方法,对辽宁沿海经济带中核心城市竞争力进行评价,对核心城市功能进行分析,总结不足并提出针对性建议,为辽宁沿海经济带核心城市功能选择以及功能提升提供了参考依据。
     论文由七章构成,主要内容如下:
     第1章绪论。首先对论文研究的背景及意义进行了说明,并对所要研究的问题进行了阐述。介绍了论文研究的基本内容和研究方法,并梳理了论文的研究思路,给出了研究的技术路线图。最后概括了论文的创新点。
     第2章文献综述。从城市群与都市圈的相关基础概念和理论研究的阐述入手,结合现有文献和已有研究成果进行了综述,进而探讨了城市群与都市圈的相关联系。围绕城市群与都市圈中的核心城市相关概念进行了综述,阐释了核心城市在区域经济发展中应具备的功能,对已有核心城市功能评价的研究进行了归纳。
     第3章区域经济发展与核心城市功能的理论框架。首先对区域与核心城市发展相关的理论进行了详细阐述,把区域经济均衡理论与区域经济非均衡发展进行深入对比,从而得出辽宁沿海经济带的发展理论依据——非均衡发展理论。通过进一步分析产业集聚理论,得出可以将具有相似产品或互补产品的产业布局在一起,同时是核心城市成为相似产业集聚区的原始推动力。区域经济一体化理论也从区域的角度阐述了产业集聚这一现象。然后又研究了城市功能理论,并将国内外最新的一些理论加以陈述与分析,为下一步理论的运用——实现对基于辽宁沿海经济带发展战略视角下的核心城市功能研究奠定了理论基础。
     第4章核心城市竞争力综合评价体系构建及其应用。本章首先研究了国内外核心城市发展的现状,并进行了比较分析。然后重点通过实证分析对辽宁沿海经济带中核心城市竞争力进行评价。在对区域发展中核心城市的界定基础上,对评价指标的选取、评价方法与模型的构建进行了详细阐述。在此基础上,运用主成分分析法,选取了二十三个指标对辽宁沿海经济带的六个城市的城市竞争力进行了评价,并对各城市功能进行了比较分析。在提供了实证依据基础上,对辽宁沿海经济带的城市功能定位与核心城市的选择进行了分析。
     第5章辽宁沿海经济带核心城市功能定位——基于SWOT分析。本章选取了辽宁沿海经济带中最具有代表性的核心城市——大连进行重点分析。首先从优势、劣势、机遇、威胁四个维度,对大连作为辽宁沿海经济带的核心城市功能,进行了系统的分析。以此为基础,从经济功能、文化功能、社会功能三个角度,详细阐述了大连的核心城市功能。由此得出大连作为一个核心城市,在辽宁沿海经济带中所起到的各种功能与作用。最后,总结了大连作为核心城市,其功能有待提升的方面,并据此提出了的一些意见和建议。
     第6章辽宁沿海经济带核心城市功能提升的路径选择。以辽宁沿海经济带为区域背景,首先分析了其核心城市建设的重要意义,然后对核心城市的产业发展模式和空间发展模式及核心城市与沿海城市群发展之间的协调互动模式依次进行了研究。并从这三个层面研究了作为辽宁沿海经济带的核心城市提升其功能所应选择的路径。
     第7章结论及不足之处。首先总结了论文研究的主要结论,然后对论文研究的不足进行了说明,在此基础上明确了需要进一步深入研究的问题。
     本文的创新点如下:
     (1)通过比较国内外核心城市的形成历史和发展现状,综合对比核心城市竞争力水平及其构成,构建了系统、科学的核心城市竞争力评价指标体系。以辽宁沿海经济带这一国家级发展战略为例,利用评价指标体系对区域内的城市进行全面比较和评价,确定大连为沿海经济带的核心城市,并且通过该指标体系的比较和评价,对区内的其他城市定位和功能进行了具体的界定。论文还系统研究了城市群内各城市间的协同发展关系和机理。
     (2)在实证分析过程中,针对主成分分析只能对静态指标进行分析的局限性,采用不同时点对辽宁沿海经济带城市竞争力进行比较,从侧面反映出沿海经济带各城市竞争力随时间的变化结果,从而推导出导致各城市竞争力的变化原因及下一步需要改进与加强的方面。针对主成分的静态模式采用从不同时点的静态结果推导出随时间变化的主观原因,进而为今后各城市进一步发挥自身竞争力的优势寻找可行的路径。
     (3)在核心城市竞争力评价模型的建立和指标选取方面有一定的创新。首先,在批判性继承波特的“钻石模型”和瑞士国际管理发展学院的国家竞争力模型的基础上,构建了以经济综合实力、产业竞争力、企业竞争力、科技竞争力作为城市竞争力的核心因素的城市竞争力模型。其次,核心城市发展指标体系的构建不仅遵循了社会效益、经济效益的划分标准,而且引入与目前可持续发展紧密关联的生态环境的子体系,选择经济效益、社会效益及生态状况作为一级指标,采用经济总量、产业结构、贸易状况、金融环境指标、教育、卫生、科技发展、绿化、污水处理、生活质量等十个方面作为二级指标以及具体的23个三级指标。
Along with the advancement of industrialization and urbanization, the world already entered the period which is so-called "the urban century", "the urban time", the city has become the core of regional economy day by day as the productive forces'carrier. Some international cities, metropolitan areas and urban agglomerations control the areas' economic development. The cities'function role has enhanced. It's more and more important in the global economy because of the cities'relationship. The world-class metropolitan areas had risen, which makes the center in New York, London, Tokyo and other cities. These cities and the metropolitan areas mutual support and rapidly develop, attracting a large number of people, capital, materials and information flow. It has played an irreplaceable role in the regional economic development. After reforming and opening, in China a large number of urban areas appear in the eastern coastal areas, and form three nationally recognized coastal economic belt--- Pearl River Delta, Yangtze River Delta and Round Bohai urban agglomerations. Shanghai is the center of Yangtze River Delta, from the development of Yangtze River Delta regional economic, it can be seen that the core city's role is not to be ignored in the rapid development of regional economy.
     At present, domestic scholars have paid attention to the economic region and the core city function research which is still mainly in the Yangtze River economic belt, Round Bohai economic belt and the Pearl River Delta economic zone. In the "Eleventh Five-Year Plan" period, the central government's regional policy carried out the strategy which is based on revitalizing northeast old industrial bases. In this case, it has proposed establishing the economic belt which is round some cities, driving the regional economic development. As the only coastal region of Northeast area, the development of Liaoning coastal economic zone has a deeply effect on promoting Liaoning economic development and the other areas'economic development in Northeast. With the development and construction in Liaoning coastal economic zone, urbanization can pull the domestic consumption inevitably, support the new industry development and structure upgrade. However, in the current situation, there are many problems:such as the imbalance of economic development, the unreasonable structure arrangement, the lack of economic development interaction with the hinterland and so on. The Liaoning coastal economic belt should make Dalian as the core, integrate Dalian, Dandong, Jinzhou, Yingkou, Panjin, Huludao, rely on the adjustment of economic structure and city function complementary, implement the regional sustainable development. It requires to establish the core city's main position in Liaoning coastal economic belt, accurate situate its function, complete evaluate, promote its function improved. The central city should play its role in the economic zone's development.
     This paper takes Liaoning coastal economic zone development strategy as the background, focus on its core city's selection and evaluation, whether in theory or in practice, all have the vital significance. At the theoretical level, research results will enrich the development of regional economy in the core city function theory. In practice, research results will be helpful to make the Liaoning coastal economic zone more quickly and better development, thus promote the northeast old industrial bases'revitalization.
     Based on reviewing, studying and analyzing the related literature, through the collation of existing theories, concepts, make the coastal economic belt of Liaoning as the research background, make its core city's functions as the research subject, using statistical analysis, trend analysis and other empirical research methods. Evaluating the central city's competitiveness of Liaoning coastal economic belt, analyzing the central city's functions, summarizing the insufficiency, then giving some suggestions. It's providing reference basis for selecting the core city of Liaoning coastal economic belt and enhancing the functions.
     The paper has seven chapters, and they are as follows,Chapter I introduction. First the background and the significance are described, and the problems are introduced. And then the basic contents and the research methods are introduced. Comb the methodology and give the technology roadmap. Finally, the innovation points are summarized.
     Chapter II literature Review. First the related concepts and the theories about the urban agglomeration and the metropolis circle are expounded, and the existing literatures and researches are reviewed. Research into the relation between the urban agglomeration and the metropolis circle. Review the related concepts around the core city of the urban agglomeration and the metropolis circle and explain the function of the core city on that basis. Finally, induce the existing researches on the function evaluation of the core city.
     Chapter III theoretical framework of the regional economic development and the function of the core city. First,elaborate the related theories of the the development of region and core city,in-depth comparison of economic equilibrium theory and non-equilibrium theory,so as to arrive Liaoning's coastal economic belt theoretical basis for the development-the development of non-equilibrium theory.Through further analysis of industrial build-up theory, can be obtained with similar products or complementary products, industrial layout together, while the core city to become similar to the original impetus for industrial build-up area.
     Chapter IV Liaoning's coastal economic belt core city function evaluation.This chapter first examined the status of core city in domestic and in forein, and give some comparative analysis.Then the through empirical analysis and focus on Liaoning's coastal economic zone in the core city competitiveness evaluation.The core of regional development in the city's definition, based on the evaluation of the selection, evaluation and model building carried out in more detail.On this basis, the use of principal component analysis, selected twenty-three indicators of Liaoning's coastal economic zone of the city's competitiveness in six cities were evaluated, and the city features a comparative analysis.In providing an empirical basis, based on the city of Liaoning's coastal economic belt positioning and function of the choice of the core cities were analyzed.
     Chapter V analyzed the function of the core city of Liaoning province's coastal economic belt which is based on the SWOT analysis. This chapter selected the core city in the economic belt-Dalian as the most representative for focus analysis. First, from four dimensions of the strengths, weaknesses, opportunities, threats the chapter made a systematic analysis on the function of Dalian, as the core city of Liaoning province's coastal economic zone. On this basis, it elaborated the core city function of Dalian from three angles of the economic, cultural and social functions. Then it resulted that as a core city of Dalian in Liaoning province's coastal economic belt it played a variety of functions and roles. Finally, the chapter summarized that as a core city of Dalian, its function would be improved, and accordingly the chapter put forward some suggestions for improvement. Chapter VI researched the routing selection of Dalian on how to enhance the function as the core city of Liaoning province's coastal economic zone. According the regional context of Liaoning province's coastal economic zone, the chapter analyzed the importance of urban core construction, then focused on the coordination interaction patterns between industrial development as well as the city's spatial development patterns, and urban as well as coastal cities. Last but not least, from the three levels above, it studied the path for Dalian as the core city of Liaoning province's coastal economic zone on how to upgrade its functions.
     ChapterⅦconclusions and drawbacks. First of all, it summarizes the main conclusions. And then it gives the drawbacks of the research. Specify the problems of the further research on the basis.
     The innovation points of this article are as follows:
     Firstly, by comparing the domestic and foreign core of the city's formation history and development status, comprehensive comparison of competitiveness level and composition of core cities, build a System and scientific Central city competitiveness evaluation index system. Such as the Liaoning coastal economic belt which is the state-level development zone, using the evaluation index system to comprehensive evaluation and comparison the city inside area, determination of Dalian as coastal economic zone of the core city, and through the comparison and evaluation index system, to locate and define the specific functions of other cities in the region; make the cities of the entire economic belt as the urban agglomeration, and systematic study the coordinated development relationship and mechanism between the cities in the urban agglomeration.
     Secondly, in the process of empirical analysis, according to the limitations that the principal component analysis can only for static index, using the different time of coastal economic belt of Liaoning city competitiveness, can be reflected some result from a side that the competitiveness of each city in the coastal economic belt change over time, and thus infer the reasons of city competitiveness change and the next step to improve and strengthen; aiming at the main components of static model, using the static results from different time to derive the subjective reason of time-varying, then to find a feasible path for each city to further exert their own competitive advantage in the future.
     Thirdly, in the core city competitiveness evaluation model and index selection has certain innovation. Firstly, based on the critical inheritance of Potter's" Diamond Model" the Swiss International Institute for Management Development of national competitiveness model, to build a city competitiveness model with the comprehensive economic strength, competitiveness, the competitiveness of enterprises, the competitiveness of science and technology as the core factors of city competitiveness. Secondly, the construction of the core city development index system is not only follows the division standard of social benefit and economic benefits, but also introduced ecological sub-system which is closely related to current sustainable development, selection of economic, social and ecological conditions as an indicator, and use of economic gross, industrial structure and trade conditions, financial conditions index, education, health, technological development, afforestation, sewage treatment, quality of life in ten areas as secondary indicators as well as 23 third-specific indicators.
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