水银行应用研究进展
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摘要
根据国内外相关文献,参考国外已建私人型和公共型,主动式和被动式,永久型、临时型、期权合约型等水银行,现货交易和水权衍生物交易等交易方式,从水银行的概念及作用、交易类型、机制、定价、实施保障方面对水银行的应用趋势和在我国应用中出现的问题进行归纳总结,结果表明,水银行可缓解水资源短缺的矛盾,实现低价值向高价值使用方式的转移,提升水资源配置的效率,节约水资源,降低交易成本。对比水银行应用的国际经验,认为我国水银行应用已具备基础,但在制度设计、人才培养、技术革新上仍需努力。
Based on the worldwide literatures,the following aspects of water banks are reviewed: the role and the concept,the types( private and public,active and passive,permanent,temporary and option contract),the trading modes( spot trading and water right derivative trading),the trading mechanism,the transaction pricing and the safeguard measures. The application trend of water banks and the existing problems in their application in China are summarized. The results show that the water bank can mitigate the contradiction of water scarcity,realize the transfer of water from low-value area to high-value one,improve the efficiency of water allocation,save water and reduce the transaction costs. Comparison of international experience from applications of water banks indicates that the application of water banks in China has certain basis,but more efforts should put into the mechanism design, personnel training and technical innovation of water banks.
Based on the worldwide literatures,the following aspects of water banks are reviewed: the role and the concept,the types( private and public,active and passive,permanent,temporary and option contract),the trading modes( spot trading and water right derivative trading),the trading mechanism,the transaction pricing and the safeguard measures. The application trend of water banks and the existing problems in their application in China are summarized. The results show that the water bank can mitigate the contradiction of water scarcity,realize the transfer of water from low-value area to high-value one,improve the efficiency of water allocation,save water and reduce the transaction costs. Comparison of international experience from applications of water banks indicates that the application of water banks in China has certain basis,but more efforts should put into the mechanism design, personnel training and technical innovation of water banks.
引文
[1]王浩,游进军.中国水资源配置30年[J].水利学报,2016,47(3):265-271.
[2]向龙,范云柱,刘蔚,等.基于节水优先的水资源配置模式[J].水资源保护,2016,32(2):9-13.
[3]王广宇,解建仓,张建龙,等.基于经济行为分析理论的水银行运行机制研究[J].水利学报,2013,44(8):994-1001.
[4]张郁,吕东辉.中外“水银行”模式比较及对南水北调工程的启示[J].经济地理,2007,27(6):1021-1024.
[5]翟银燕,孙卫.中国水银行制度研究[J].西北工业大学学报:社会科学版,2002,22(4):40-43.
[6]潘闻闻.中国建立水银行制度的理论初探[J].中国水利,2011(22):17-19.
[7]JERCICH S A.California's 1995 water bank program:purchasing water supply options[J].Journal of Water Resources Planning and Management,1997,123(1):59-65
[8]GODARD E,HG L,CWR E,et al.Water bank feasibility study task 3:water bank demand evaluation[EB/OL].[2015-03-31].http://www.co.stevens.wa.us.
[9]张建斌.水权交易的经济正效应:理论分析与实践验证[J].农村经济,2014(3):107-111.
[10]BOOKER J F,YOUNG R A.Modeling intrastate and interstate markets for Colorado River water resources[J].Journal of Environmental Economics&Management,1994,26(1):66-87.
[11]VAUX H J J,HOWITT R E.Managing water scarcity:an evaluation of interregional transfers[J].Water Resources Research,1984,20(7):785-792.
[12]HEARNE R R,EASTER K W.Water allocation and water markets:an analysisof gains from trade in Chile[J].Technical Paper,1995,315:75.
[13]ARRIAZA M,GOMEZ-LIMON J A,UPTON M.Local water markets for irrigation in Southern Spain:a multicriteria approach[J].The Australian Journal of Agricultural and Resource Economics,2002,46(1):21-43.
[14]CONTOR B A.Groundwater banking in aquifers that interact with surface water:aquifer response functions and double-entry accounting[J].Jawra Journal of the American Water Resources Association,2009,45(6):1465-1474.
[15]HOWITT R E.Empirical analysis of water market institutions:the 1991 California water market[J].Resource&Energy Economics,1994,16(4):357-371.
[16]于淑娟.水银行制度建设与运行机制实证研究[J].商业经济研究,2008(25):63-64.
[17]MONTILLA-LóPEZ N M,GUTIéRREZ-MARTíN C,GóMEZ-LIMóN J A.Water banks:what have we learnt from the international experience?[J].Water,2016,466(8):1-19.
[18]陈圣强.补偿水源地:专家呼唤“水银行”[N].陕西日报,2012-08-17(09).
[19]覃琼霞.水权交易机制设计:以节水和水资源优化配置为目标[J].水利学报,2008,39(增刊2):2-12
[20]MICHELSEN A M,YOUNG R A.Optioning agricultural water rights for urban water supplies during drought[J].American Journal of Agricultural Economics,1993,75(4):1010-1020.
[21]田贵良,贾琨颢,孙兴波.干旱事件影响下虚拟水期权契约的提出及其定价研究[J].农业技术经济,2016(9):28-40.
[22]潘闻闻,吴凤平.水银行制度下水权交易定价研究[J].干旱区自由与环境,2012,26(8):25-30.
[23]胡昌林.论水银行制度:以水的存贷与信托为中心[D].昆明:昆明理工大学,2014.
[2]向龙,范云柱,刘蔚,等.基于节水优先的水资源配置模式[J].水资源保护,2016,32(2):9-13.
[3]王广宇,解建仓,张建龙,等.基于经济行为分析理论的水银行运行机制研究[J].水利学报,2013,44(8):994-1001.
[4]张郁,吕东辉.中外“水银行”模式比较及对南水北调工程的启示[J].经济地理,2007,27(6):1021-1024.
[5]翟银燕,孙卫.中国水银行制度研究[J].西北工业大学学报:社会科学版,2002,22(4):40-43.
[6]潘闻闻.中国建立水银行制度的理论初探[J].中国水利,2011(22):17-19.
[7]JERCICH S A.California's 1995 water bank program:purchasing water supply options[J].Journal of Water Resources Planning and Management,1997,123(1):59-65
[8]GODARD E,HG L,CWR E,et al.Water bank feasibility study task 3:water bank demand evaluation[EB/OL].[2015-03-31].http://www.co.stevens.wa.us.
[9]张建斌.水权交易的经济正效应:理论分析与实践验证[J].农村经济,2014(3):107-111.
[10]BOOKER J F,YOUNG R A.Modeling intrastate and interstate markets for Colorado River water resources[J].Journal of Environmental Economics&Management,1994,26(1):66-87.
[11]VAUX H J J,HOWITT R E.Managing water scarcity:an evaluation of interregional transfers[J].Water Resources Research,1984,20(7):785-792.
[12]HEARNE R R,EASTER K W.Water allocation and water markets:an analysisof gains from trade in Chile[J].Technical Paper,1995,315:75.
[13]ARRIAZA M,GOMEZ-LIMON J A,UPTON M.Local water markets for irrigation in Southern Spain:a multicriteria approach[J].The Australian Journal of Agricultural and Resource Economics,2002,46(1):21-43.
[14]CONTOR B A.Groundwater banking in aquifers that interact with surface water:aquifer response functions and double-entry accounting[J].Jawra Journal of the American Water Resources Association,2009,45(6):1465-1474.
[15]HOWITT R E.Empirical analysis of water market institutions:the 1991 California water market[J].Resource&Energy Economics,1994,16(4):357-371.
[16]于淑娟.水银行制度建设与运行机制实证研究[J].商业经济研究,2008(25):63-64.
[17]MONTILLA-LóPEZ N M,GUTIéRREZ-MARTíN C,GóMEZ-LIMóN J A.Water banks:what have we learnt from the international experience?[J].Water,2016,466(8):1-19.
[18]陈圣强.补偿水源地:专家呼唤“水银行”[N].陕西日报,2012-08-17(09).
[19]覃琼霞.水权交易机制设计:以节水和水资源优化配置为目标[J].水利学报,2008,39(增刊2):2-12
[20]MICHELSEN A M,YOUNG R A.Optioning agricultural water rights for urban water supplies during drought[J].American Journal of Agricultural Economics,1993,75(4):1010-1020.
[21]田贵良,贾琨颢,孙兴波.干旱事件影响下虚拟水期权契约的提出及其定价研究[J].农业技术经济,2016(9):28-40.
[22]潘闻闻,吴凤平.水银行制度下水权交易定价研究[J].干旱区自由与环境,2012,26(8):25-30.
[23]胡昌林.论水银行制度:以水的存贷与信托为中心[D].昆明:昆明理工大学,2014.