摘要
互联网和新媒体的发展促使"荐股骗局"、"黑嘴"、市场操纵等传统问题进一步演化升级,严重扰乱市场秩序。根治证券投资咨询乱象,应按照"先规范,后发展"的整体监管思路,分步推进实施。首先要开展专项整治,重塑监管权威,破除行业"潜规则";其次要完善监管法规,加强监管协作,提高监管效能;最后是明确定位,扶优限劣,督导行业回归本源。
The development of Internet and new media has promoted the evolution and upgrading of traditional problems such as "stock recommendation fraud", "black mouth" and market manipulation, which seriously disrupt the market order. To eradicate the chaotic phenomenon of securities investment consultation, we should step by step carry out it in accordance with the overall idea of "first standardizing, and then developing". First of all, we should carry out special rectification, reshape the authority of regulation, and break the "hidden rules" of the industry. Secondly, we should improve the regulatory laws and regulations, strengthen the coordination of regulation and improve the efficiency of regulation. Finally, we should make clear the orientation, support successful enterprises and restrict unsuccessful ones, and promoting the industry to return to its origin.
引文
1.参见陈晨.证券市场信息型操纵认定难点及监管对策研究[J].证券市场导报,2017,(08):63-71.
2.现行证券信息传播管理制度体系主要为《关于加强证券期货信息传播管理的若干规定》《关于规范面向公众开展的证券投资咨询业务行为若干问题的通知》《关于规范证券投资咨询机构和广播电视证券节目的通知》《关于加强互联网证券期货讯息、广告宣传等专业性视听节目服务管理的通知》《关于加强报刊传播证券期货信息管理工作的若干规定》等。
3.参见孟繁永.《证券投资顾问业务暂行规定》和《发布证券研究报告暂行规定》有关问题的说明[N].中国证券报,2010-11-02.
